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Science 24 September 1999: Vol. 285. no. 5436, p. 2031 DOI: 10.1126/science.285.5436.2031a
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Technical Comments
Divergence Times of Eutherian Mammals
In the continuing debate about the timing of the origin
of major extant placental clades, both proponents of a divergence after
the Cretaceous-Tertiary (K-T) boundary and those advocating divergence deep within the Cretaceous too often miss what the Late
Cretaceous record of placentals actually shows. For example, Foote
et al. (1) are correct that many Late Cretaceous reports of extant ordinal and superordinal placental taxa are now
questioned (2). They are incorrect, however in extending this statement to all such taxa, notably the "zhelestids." Foote et al. essentially dismiss "zhelestids" as being
"archaic eutherians allied with either Prokennalestes or
zalambdalestids," thus placing them outside the clade leading to
extant placentals. These assertions are not based on the most recent,
extensive phylogenetic studies, but rather come from English language
publications that cite older, preliminary Russian descriptions of
"zhelestids." Recent fieldwork has yielded extensive marine
invertebrate faunas overlying the "zhelestid" sites, thus
demonstrating a minimum age of 85 million years ago (Ma)
(3). Recent monographic studies and phylogenetic analyses
strongly support the hypothesis that "zhelestids" form a series of
stem taxa relative to early Tertiary archaic ungulates (so-called
condylarths) that in turn are ancestral to a number of extinct and
extant placental orders (4). Conversely, some
molecular studies have used the "zhelestids" as evidence that some
extant orders extend well back into the Late Cretaceous (5). Such conclusions, however, are unfounded. The
most recent studies of "zhelestids" place them as a series of Late Cretaceous stem taxa most likely related to later ungulates, but the
extant orders are not said to extend well into the Late Cretaceous. Thus, the fossil evidence (at least for now) supports the argument that
there were some superordinal clades of extant placentals present by the
Late Cretaceous, but such evidence cannot be used to extend extant
ordinal appearances into the Late Cretaceous. In fact, another
empirical study (6) that statistically examined the
actual first appearances of extant orders in the fossil record does
support the contention by Foote et al. that extant orders
did not appear until shortly after the K-T boundary. Neither of these
studies, however, contain data regarding the timing of appearance of
superordinal clades of placentals.
J. David Archibald
Department of Biology, San Diego State University San Diego, CA 92182-4614, USA E-mail: darchibald{at}sunstroke.sdsu.edu
REFERENCES
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M. Foote,
J. P. Hunter,
C. M. Janis,
J. J. Sepkoski Jr.,
Science
283, 1310
(1999)
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M. J. Novacek, K. Gao, M. A. Norell, G. Rougier. JVP
Abst. 18, suppl. to 3, 67A (1998).
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J. D. Archibald,
et al.,
N. Mex. Mus. Nat. Hist. Sci. Bull.
14,
21
(1998)
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L. A. Nessov, J. D. Archibald, Z. Kielan-Jaworowska.
Bull. Carnegie Mus. Nat. Hist. 34, 40 (1998);
J. D. Archibald,
Science
272,
1150 (1996)
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A. Cooper and
R. Fortey,
TREE
13,
151
(1998)
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J. D. Archibald and D. H. Deutschman, paper presented at the
International Symposium on the Origin of Mammalian Orders, Hayama Japan
21-25 October 1998.
23 March 1999; accepted 16 August
1999
Traditionally, the adaptive radiation of
eutherian mammals was thought to have begun about 65 Ma near the K-T
boundary (1, 2), (herein referred to as the "K-T"
hypothesis). Recent molecular studies, however, have suggested that
lineage splitting began deep in the Cretaceous at least 100 Ma
(3-5) (the "early origin" hypothesis). If the
latter hypothesis is correct, a gap exists in the fossil record of
modern eutherians (6). Foote et al.
(7) use mathematical models to estimate the rate of
preservation required to explain such a gap. They conclude that it
would have to be at least "an order of magnitude" lower than the
preservation rate for Cenozoic eutherians. Stating that such a rate
difference would be "unlikely," they suggest that the gap does not
exist (preservation rate = zero) and that molecular time estimates are
biased. But several critical aspects of the model of Foote et
al. are flawed, and a reassessment of the fossil and molecular
evidence of eutherian mammals supports the early origin hypothesis.
The existence of a single modern eutherian fossil from deep in the
Cretaceous would indicate that the preservation rate is not zero
(8), and would reject the K-T hypothesis. The eutherian
fossil record (Fig. 1) includes
uncontested eutherian mammals as early as late Aptian (112 Ma), and
possible eutherians from the earliest Cretaceous, 143 Ma (9,
10). Foote et al. do not contest the existence of
eutherians from the Cretaceous, but consider their assignment to modern
orders or superorders as controversial. However, the most recent and
comprehensive works concerning these fossils, especially of
ungulatomorphs (11, 12), support this link to modern
eutherians, whereas studies cited by Foote et al. as
critical of such a link are nearly a decade old (13). Foote
et al. themselves incorporated such fossils in one version
of their model (7, p. 1310).
Fig. 1.
Time scale for eutherian mammals. (A)
Molecular estimates of divergence time (4). Mean divergence
time (Ma) and number of nuclear genes (in parentheses) is given for
each node, along with the 95% confidence interval of the mean (gray
bar). (B) Fossil record (9-12, 14). For all
eutherians, the solid line indicates uncontested fossil history whereas
the dotted line represents a possible early record of a eutherian
(10). Modern clades include the central Asian ungulatomorphs
(11, 12). "Foote et al. Gap 1 and Gap 2"
refers to the two fossil gaps used in the model of Foote et
al. (7). Adjusted gap is difference between the
earliest molecular time estimate (considering 95% confidence
intervals) and the earliest representative of a modern clade.
[View Larger Version of this Image (30K GIF file)]
The duration of the gap in the fossil record of modern eutherians is a
critical parameter of the model by Foote et al. Two different upper bounds were used in their report for this gap: 65 Ma
(classical K-T hypothesis) and 85 Ma (recognizing Central Asian fossils
discussed above). However, the use 65 Ma to calibrate the upper bound
is incorrect if any Cretaceous eutherian nests within the crown group.
The presence of Late Cretaceous (Maastrichtian; 74 to 65 Ma)
leptictids, arctocyonids, pantodonts, notoungulates, and condylarths
(14), regardless of their assignment to order or
superorder of modern eutherians, indicates that the lineage splitting
was already well under way before the end of the Cretaceous. As
clarification of the second upper bound, we note that earliest
ungulatomorph fossils are late Turonian (90 to 89 Ma) or Coniacian (89 to 87 Ma; midpoint = 88 Ma) (12).
In all cases, Foote et al. (7) used one
of our molecular time estimates (129 Ma; Fig. 1) as a single lower
bound for the earliest split among modern orders of eutherians
(5). Apparently, they did not consider the variance of this
estimate. Although we analyzed a large number of nuclear genes,
only three were available for xenarthrans. As we noted, time estimates
based on such a small number of genes may be unreliable. Our other time estimates were based on as many as 333 genes, and their variances were
much smaller (Fig. 1). The earliest statistically defensible molecular
time estimate is the upper bound (105 Ma) of the 95% confidence
interval (112 ± 7 Ma) for the split between sciurognath rodents and
other eutherians, excluding xenarthrans (Fig. 1). Thus, the adjusted
gap for the difference between the earliest molecular time
estimate (105 Ma) and earliest fossil evidence of a modern
eutherian (88 Ma) is only 17 (not 44 or 64) million years (Ma)
(7). Moreover, this gap occurs during a period
when eutherians not currently allocated to modern clades are known
to have existed (Fig. 1B) but are rare as fossils (9, 10).
In their model, Foote et al. assume fossil preservation to
be "time homogeneous." However, the sudden appearance of most
eutherian orders in the early Tertiary fossil record, immediately
following the extinction of dinosaurs, suggests a relationship between
these two events. The simplest explanation is that mammals filled
niches left vacant by reptiles (1, 2). A corollary to this
hypothesis is that the observed rarity of Cretaceous eutherians is in
part a result of large reptiles dominating the ecological landscape
(1). A low rate of preservation is to be expected if species
diversity and population sizes were low. Also, Foote et al.
assumed that diagnostic morphological divergence occurs immediately
after lineage splitting, which biased their results in favor of the K-T
hypothesis. But the existence of cryptic species and "living
fossils" (2) suggests that morphological differentiation
and lineage-splitting are not necessarily coupled. Moreover, the
smaller body size of early eutherians (15) makes
them less likely to be recognizable as members of modern orders.
Other biases in the fossil record include environment (habitat),
geographical distribution, preservation potential, and extrinsic factors such as lithofacies variation, postdepositional processes, and
distribution of well-studied areas (16). Cretaceous eutherians apparently did not occur in a diversity of habitats (10-12). Also, sea levels were higher in the Cretaceous,
which reduced the area of exposed land available for mammals
(3). Higher sea levels isolated continents and restricted
dispersal of terrestrial organisms (17). The wide
distribution of eutherian mammals in the early Tertiary, in part, may
have been a consequence of continental fusions (3) that
occurred with the large drop in sea level near the K-T boundary. The
rarity of Cretaceous eutherians may thus be the result of any or all of
these factors (or others).
Foote et al. (7) used all Cretaceous
mammals to model preservation rate. In doing so, they biased their
analysis because metatherians and multituberculates are more abundant
than eutherians in the Cretaceous fossil record
(14). Even in general terms, it is not clear that
any one species or group can be used to model preservation of another
species or group. For example, humans and chimpanzees are closely
related species, yet differ considerably in rates of fossil
preservation. Fossils on the human lineage (for example,
Australopithecus spp., Homo spp.) are numerous,
yet those for chimpanzees are virtually unknown.
Foote et al. (7) suggest that the
molecular time estimates are incorrect because of rate differences
among and within lineages. However, we explicitly tested rate
heterogeneity in our studies (3, 5) and excluded
lineages and genes that did not pass this test. In addition, we
measured divergence time with all data and found no consistent
directional bias, even in taxa and genes that were excluded
(5). Variation in the rate of molecular evolution
does exist in some cases, but none of the studies cited by Foote
et al. have demonstrated nuclear genome-wide rate variation
of the type or magnitude required in this case nor are their suggested
mechanisms supported (18).
In conclusion, there is clear evidence that Cretaceous eutherians
are rarely preserved, while Tertiary eutherians are abundant in the
fossil record. The result presented by Foote et al.
(7) of preservation probabilities is unnecessary
even without the problems discussed above, because this pattern is
already established. Moreover, such a pattern is compatible with the
early origin hypothesis and with the biological consequences
expected from the K-T extinction of the dinosaurs. Nonetheless, we
welcome additional molecular and paleontological evidence to better
understand the enigmatic early history of eutherian mammals.
S. Blair Hedges
Department of Biology, Astrobiology Research Center, and Institute of Molecular Evolutionary Genetics, Pennsylvania State University, University Park, PA 16802, USA E-mail: sbh1{at}psu.edu
Sudhir Kumar
Department of Biology and Program in Genetics, Arizona State University Tempe, AZ 85287-1501, USA E-mail: s.kumar{at}asu.edu
REFERENCES AND NOTES
-
A. S. Romer, Vertebrate Paleontology (Univ.
Chicago Press, Chicago, 1966).
-
M. W. Strickberger, Evolution (Jones and
Bartlett, Boston, ed. 2, 1995).
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S. B. Hedges,
P. H. Parker,
C. G. Sibley,
S. Kumar,
Nature
381,
226
(1996)
.
-
M. S. Springer,
J. Mamm. Evol.
4,
285
(1997)
.
-
S. Kumar and
S. B. Hedges,
Nature
392,
917
(1998)
.
-
A modern eutherian is defined here as any member of the
monophyletic group that includes the last common ancestor of extant
eutherian orders and all descendants.
-
M. Foote,
J. P. Hunter,
C. M. Janis,
J. J. Sepkoski Jr.,
Science
283,
1310
(1999)
.
-
L. Dingus and T. Rowe, The Mistaken Extinction
(Freeman, New York, 1998).
-
T. H. Rich
et al.,
Science
278,
1438 (1997)
.
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Z. Kielan-Jaworowska,
Hist. Biol.
6,
185
(1992)
.
-
J. D. Archibald,
Science
272,
1113
(1996)
.
-
L. A. Nessov,
J. D. Archibald,
Z. Kielan-Jaworowska,
Bull. Carnegie Mus. Nat. Hist.
34,
40
(1998)
.
-
Foote et al. imply that the assignment of
Cretaceous "zhelestids" in a recent classification [M. C. McKenna
and S. K. Bell, Classification of Mammals above the Species
Level (Columbia Univ. Press, New York, 1997)] removes them from
association with modern orders. However, that classification assigns
the "zhelestids" to one higher level clade of modern orders
separate from another clade of modern orders thus supporting an early
split (> 88 Ma) among modern orders.
-
M. J. Benton, The Fossil Record 2 (Chapman & Hall,
London, 1993); Vertebrate Paleontology (Chapman & Hall, New
York, 1997).
-
J. Alroy,
Science
280,
731 (1998)
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A. B. Smith, Systematics and the Fossil Record
(Blackwell, London, 1994).
-
A. Hallam, An Outline of Phanerozoic Biogeography
(Oxford Univ. Press, New York, 1994).
-
S. Easteal, C. Collet, D. Betty, The Mammalian Molecular
Clock (Landes, Austin, TX, 1995).
-
We thank M. Patzkowsky and M. Douglas for comments and
discussion. S.B.H. was supported by grants from NSF and NASA; S.K. was
supported by Arizona State University.
2 April 1999; accepted 16 August
1999
Foote et al. (1) have coined
the phrase "`Garden of Eden' hypothesis" to label one way
of reconciling an anomaly that exists between the times of origin of
the extant eutherian orders as estimated from the fossil record and the
substantially older dates indicated for these events by molecular clock
data. Vertebrate paleontological evidence puts the times of appearance of most of the earliest representatives of the extant eutherian orders
as being soon after the Mesozoic-Cenozoic boundary, 65 Ma, when the
nonavian dinosaurs had become extinct (1, 2). On the other
hand, molecular clock estimates place these fundamental divisions
amongst the eutherians significantly earlier, around the mid-Cretaceous
(1, 3).
Foote et al. (1) give a detailed stochastic
argument as to why the fossil record should be relied on in this
matter. They then present four hypotheses to account for the
discrepancy. The third of these is that the extant eutherian orders
had, in fact, originated at the times estimated by molecular clock
evidence, but that these events occurred in areas where there was
no Late Cretaceous mammalian paleontological record. They
explicitly single out Africa, Australia, and Antarctica as
potential areas where these previously undocumented events could have
happened. This is their "`Garden of Eden' hypothesis."
During the Mesozoic, microcontinents or terranes were splitting off
from the northern edge of eastern Gondwana, northward of modern
Australia, and drifting north to collide with southeast Asia. The West
Burma terrane, for example, is shown as part of the eastern Gondwana in
the Late Jurassic [figure 16A in (4)] and part of
southeast Asia by Late Cretaceous [figure 16C in
(4)]. This scenario implies a maximum transit time
of 80 million years. Such terranes could easily have served as
"Noah's Arks" (sensu McKenna,
5).
The Erinaceidae are first represented in the Northern Hemisphere in the
Paleocene (2). Ausktribosphenos nyktos occurs in
the Australian late Early Cretaceous (Aptian) (6). It is a possible placental mammal with a dentition remarkably similar
to Early Cenozoic erinaceids emplaced in a more primitive jaw
(7). The jaw is slightly more structurally advanced than in the penecontemporaneous, undoubted placental
Prokennalestes trofimovi from the late Early Cretaceous of
Mongolia (7, 8). "The following features of the
Erinaceidae listed by Novacek, Bown, and Schankler [9]
... are shared with Ausktribosphenos nyktos: progressive
reduction in molar size from M1 to M3; molars semi-rectangular in outline with some degree of exodaenodonty (i.e.
bases of trigonid and talonid cusps are significantly lower on the
labial than lingual side of the posterior premolars and anterior
molars); M1 paraconid salient and anteriorly projecting, elongating the prevallid shearing wall; and hypoconulids markedly reduced on M1-2." (7).
Although A. nyktos is only about 50 million years older than
the oldest Northern Hemisphere erinaceids, there is no earlier record
of mammals of any kind in Australia. Therefore, the splitting of the
stocks which gave rise to the available specimens of A. nyktos
and the earliest Northern Hemisphere erinaceids could have easily
taken place 10 to 30 million years before the age of the oldest known
germane fossils. Also, the transit time estimate is a maximum.
Thus, it would seem that the "Garden of Eden" hypothesis may have
merit, because (i) relevant fossils of the age expected appear to exist
on one of the source continents explicitly specified in the original
statement of the hypothesis, and (ii) a plausible mechanism can account
for the timing and direction of movement out of the "Garden of
Eden" during the Cretaceous for at least one extant eutherian family.
Thomas H. Rich
Museum Victoria, Post Office Box 666E, Melbourne, Victoria 3001, Australia E-mail: trich{at}mov.vic.gov.au
Patricia Vickers-Rich
Earth Sciences Department, Monash University, Clayton, Victoria 3168, Australia
Timothy F. Flannery
South Australian Museum, North Terrace, Adelaide, South Australia 5000, Australia
REFERENCES AND NOTES
-
M. Foote,
J. P. Hunter,
C. M. Janis,
J. J. Sepkoski Jr.,
Science
283,
1310
(1999)
.
-
M. C. McKenna and S. K. Bell, Classification of Mammals
Above the Species Level (Columbia Univ. Press, New York, 1997).
-
S. B. Hedges,
P. H. Parker,
C. G. Sibley,
S. Kumar,
Nature
381,
226
(1996)
;
S. Kumar and
S. B. Hedges, ibid.
392,
917
(1998)
;
M. S. Springer,
J. Mamm. Evol.
4,
285
(1997)
.
-
I. Metcalfe,
Aust. J. Earth Sci.
43,
605
(1996)
.
-
M. C. McKenna, Implications of Continental Drift to the
Earth Sciences, D. H. Tarling and S. K. Runcorn, Eds. (Academic
Press, London, 1973), pp. 295-308.
-
T. H. Rich
et al.,
Science
278,
1438 (1997)
.
-
T. H. Rich
et al.,
Rec. Queen Victoria Mus.
106,
1
(1999)
.
-
Prokennalestes trofimovi was formally proposed in
Z. Kielan-Jaworowska and
D. Dashzeveg,
Zool. Scripta
18,
347
(1989)
. Prokennalestes trofimovi was
interpreted as a placental there, and this interpretation was accepted
without question in both of the following: P. M. Butler,
Structure, Function and Evolution of Teeth, P. Smith and E. Tchernov, Eds. (Freund, Tel Aviv, 1990), pp. 125-139; R. Cifelli, in
Mammal Phylogeny; Mesozoic Differentiation, Multituberculates,
Monotremes, Early Therians, and Marsupials, F. S. Szalay, M. J. Novacek, M. C. McKenna, Eds. (Springer-Verlag, New York 1993), pp.
205-215.
-
M. J. Novacek,
T. M. Bown,
D. Schankler,
Am. Mus. Novit.
2813,
1
(1985)
.
29 April 1999; accepted 16 August
1999
Response: We thank Archibald for
discussing the relationships of Late Cretaceous "zhelestids."
Recent phylogenetic analyses place this group with varying degrees of
confidence. Archibald seems sure of their position; others
(1) are less certain, partly because the material is
fragmentary. We did not "dismiss" the group; we emphasized this
uncertainty by stating that they may be archaic placentals [note
22 in (2)]. More important, we presented analyses in which
we accepted both Archibald's interpretation of "zhelestids" and
his estimate of their age, thus implying fewer lineages at the start of
the modern placental fossil record ( 7 rather than 9) and a smaller
gap in this record (44 My rather than 64 My) [note § in table
1 in (2)]. Our main conclusion, that a gap as large as required by some molecular clock studies (3) is implausible (a conclusion with which Archibald agrees), stood, regardless of how we
treated "zhelestids."
Contrary to Archibald's suggestion, we did not contend that no extant
orders or supraordinal groupings of placentals could have been present
in the Late Cretaceous. Rather, we showed that observed, Late
Cretaceous extinction and preservation rates are highly inconsistent
with size of the gap (64 My) and the number of terminal Cretaceous
lineages ( 9) required by conditions stated by Kumar and Hedges
(3). As we also showed, however, the gap can be supported
statistically if the number of lineages and the size of the gap are
much smaller than stated [(figure 3 in (2)]. This result
does not mean that there necessarily were modern placentals during the
Cretaceous, only that we cannot rule it out because our approach
constrains the maximum plausible number of lineages, but not the
minimum. Nevertheless, as Archibald points out, there may be other,
phylogenetic, reasons to believe that no extant orders extended into
the Cretaceous (1).
Many approaches are consistent in casting doubt on the deep Cretaceous
origins of living placental groups, including the analysis of first
appearances that Archibald mentions, but which we have had no chance to
evaluate, the consideration of "ghose lineages" implied by some
morphological phylogenies (1), our modeling of
diversification and direct measurement of Late Cretaceous rates of
extinction and fossil preservation, and possibly even the assessment of
molecular data in light of the variation and uncertainty in rate
estimates (4). Our modeling results are not highly
sensitive to the interpretations given to particular fossil groups such
as "zhelestids." This robustness reflects the huge discrepancy
between actual rates of preservation and hypothetical rates required by
a putative major gap.
We thank Hedges and Kumar for clarifying their view
regarding the "earliest statistically defensible molecular time estimate" for the origin of modern eutherians. We agree that the discrepancy between fossil and molecular dates seems smaller when we
consider the variation in molecular rate estimates
(4), but, as we will show, the discrepancy is still
unacceptably large. Hedges and Kumar misrepresent our work by
suggesting that our conclusions were based in any way on the
preservability of Cenozoic mammals. We arrived at our conclusions
through a comparison between empirical preservation rates of Cretaceous
mammals and the rates required by the early origins hypothesis.
Although we mentioned Cenozoic preservation rates, we did not use them
in our argument. Rather, we explicitly offered reasons why it would be
unwise to apply Cenozoic preservation rates to the Cretaceous. Far from overlooking the increase in abundance of fossil eutherians from the
Cretaceous to the Tertiary, we designed our analysis specifically to
accommodate this fact. We would like to make two principal points: (i)
Eutherian and noneutherian preservation rates do differ in the
Cretaceous, but this difference is too small to rescue the
early-origins hypothesis, and (ii) even if we accept Hedges and
Kumar's calibration of the postulated Cretaceous gap in the modern
eutherian record, a calibration that is replete with problems, the gap
is still implausible given our knowledge of eutherian preservation
rates during the Cretaceous.
Hedges and Kumar associate us with what they call the K-T hypothesis
and portray us as suggesting "that the gap does not exist." We did
not, however, conclude that no extant orders or supraordinal groupings
of eutherians could have been present in the Late Cretaceous, that is,
that there is no gap in the record. Rather, we used our data on Late
Cretaceous extinction and preservation rates to argue against a very
large gap and against a large number of terminal Cretaceous lineages.
As we showed, the postulated gap can be supported statistically by our
approach if the number of lineages and the size of the gap are
substantially smaller than implied by the work of Kumar and Hedges
(3). The plausible combinations of gap size and number of
lineages can be calculated by the method we present. There are
additional, phylogenetic, reasons to believe that few if any modern
eutherians extend into the Cretaceous (1), but such reasons
did not form a basis of our argument.
Hedges and Kumar point out that one possible explanation for the
discrepancy between our results and theirs is the violation of our
working assumption that diagnostic morphological features evolve
shortly after cladogenesis. The alternative, that morphological evolution is slow and is decoupled from cladogenesis and molecular change, is potentially testable. This point has important implications for evolutionary rates, which is, after all, the question in which we
are ultimately interested. We make the very same point in our report
(2, p. 1310).
Hedges and Kumar agree with us (2, p. 1310) that the
discrepancy between our results and theirs could arise in principle if
Cretaceous eutherians had substantially lower preservation rates than
Cretaceous noneutherians. To support this possibility, they point out
that "metatherians and multituberculates are more abundant than
eutherians in the Cretaceous fossil record." But the lower frequency
of eutherian fossils could reflect two end-member causes: a smaller
original number of species or a lower within-species rate of fossil
preservation.
Let us attempt to distinguish between these causes. We have taken the
data we used to estimate preservation rate for Late Cretaceous mammals
as a whole and have divided them into eutherian and noneutherian
subsets. If we include occurrences that cannot be assigned with
confidence to a named species as distinct species confined to single
stratigraphic horizons, then there are 368 noneutherian species and 92 eutherian species. If we ignore such uncertain occurrences, then the
numbers are 178 and 58. The frequency of noneutherian species confined
to single horizons is equal to 0.89 if we treat uncertain occurrences
as distinct, single-horizon species, and 0.78 of we disregard uncertain
occurrences. Following the method outlined in our report and elsewhere
(5) and using our previous extinction rate estimate of 0.25 per lineage-million-years (Lmy), these two results imply a preservation
rate of 0.031 to 0.073 Lmy 1. For eutherians, the
frequency of single-horizon species is 0.91 or 0.86, depending on the
treatment of uncertain occurrences, and the corresponding estimates of
preservation rate are 0.024 and 0.040 Lmy 1. Thus, the
maximal difference between estimated preservation rates of eutherian
and noneutherian mammals is less than a factor of two. As we explained
in our original report and as we elaborate below, a difference this
small is not sufficient to account for the discrepancy between our
results and the Kumar-Hedges date for the origin of modern eutherians.
Hedges and Kumar criticize our choice of 65 Ma as the start of the
modern eutherian fossil record. No claims for fossil remains of
crown-group eutherians before the Tertiary are without controversy. In
each case, either the phylogenetic position or the age has been
questioned (6). We trust that the difference between
this cautionary statement and the bolder statement that no such claims
are true (a statement we did not make) is clear. There has been some
dispute as to whether a particular group of Late Cretaceous mammals,
the "zhelestids," are in fact modern eutherians [note 22 in (2)].
We cannot agree with Hedges and Kumar that this or any controversy
should be ignored merely because some of the relevant work is "nearly
a decade old." Nevertheless, a more recent and comprehensive
phylogenetic study (1) than the ones cited by Hedges and
Kumar concluded that the position of "zhelestids" was too difficult
to judge with confidence, at least partly because of the fragmentary
nature of the material. Because of the controversy surrounding
"zhelestids," we chose to calibrate our model in two alternative
ways, treating them as archaic eutherians or as modern eutherians. Our
purpose was to demonstrate that our substantive conclusions were not
materially affected by the treatment of this group.
Although we object, on the grounds of likelihood, to the practice
of selecting an extreme value such as the 95% confidence limit as the
most reasonable value with which to work, let us, for the sake of
discussion, use 105 Ma as Hedges and Kumar's estimate for the time of
origin of modern eutherians. Let us also accept that the
"zhelestids" are modern eutherians. And let us also accept Hedges
and Kumar's estimate that the age of "zhelestids" is 88 Ma, rather
than the more commonly cited 85 Ma (7). We are then
left with a gap of 17 My in the history of modern placentals and at
least seven independent modern placental lineages at the start of the
fossil record, according to dates presented in (3) and in
figure 1 of the comment by Hedges and Kumar. Seven lineages is a highly
conservative number, because it treats each order or supraordinal
grouping as if it consisted of a single species. Following the methods
of our conditional diversity model and applying our empirical
extinction rate estimate of 0.25 Lmy 1, this calibration
implies a missing sum of species durations of 172 Lmy. The
corresponding maximal plausible preservation rate is 0.004 Lmy 1; the actual preservation rate would have to be this
low or lower in order for us to accept the gap with even a minimal
confidence level of 0.5. Even our lowest estimate of preservation rate
for eutherians alone (0.024 Lmy 1) is six times higher
than this critical value, a value derived by accepting all of Hedges
and Kumar's contentions. With a preservation rate of 0.024 Lmy 1, the probability that a sum of species durations of
172 Lmy will go unobserved is only 0.016. As a statement of support for
a postulated, major gap in the modern eutherian record (a postulate
that bears important evolutionary implications), this possibility is
not compelling.
We can be more generous still in our treatment of Hedges and Kumar's
hypothesis. If we assume an exponential diversity model (which is
unrealistically conservative because we know that diversity must have
reached a minimal level according to their hypothesis), and if we
assume a species extinction rate of zero (which is also unrealistically
conservative, given the evidence for abundant extinction in every group
of organisms ever studied), we then calculate a missing sum of species
durations of 52 Lmy. The corresponding maximal plausible preservation
rate is 0.013 Lmy 1 (still a factor of two below our
lowest empirical estimate), and the probability that 52 Lmy will escape
preservation given our lowest estimate of preservation rate (0.024 Lmy 1) is only 0.29. Thus, even if we accept all of Hedges
and Kumar's contentions regarding the gap, and even if we make the
most favorable assumptions we can possibly make, then we are still left
with a higher probability that their postulated gap is not real than that it exists.
We offered in our report several possible reasons to explain the
discrepancy between our results and those of Kumar and Hedges and
offered suggestions for their testing. We discussed violations of the
molecular clock as only one alternative, one that we think has
particularly important implications if true. We did not claim to have
unequivocal support for any one of these alternatives. In particular,
we did not claim that "molecular time estimates are incorrect" but
that they may be incorrect in this particular case. Hedges
and Kumar state that they tested for rate variation and are skeptical
that there exists documented variation in molecular rates of evolution
"of the type or magnitude required in this case." In this regard,
the test (8) Kumar and Hedges cite (3) uses
constancy as a null hypothesis and, more importantly, relates to
variation among lineages. What is especially at issue is
systematic temporal variation within lineages (9), that
is, an acceleration in rates at about the same time in a number of
independent lineages.
We have stated explicitly what the rates of evolution and
preservation would have to be in order for us to accept the
plausibility of a specified gap in the history of modern eutherians or
any other group. We would likewise welcome from Hedges and Kumar an explicit statement regarding the type and magnitude of variation in
molecular rates that would lead them to discard the early origins hypothesis.
We welcome the attempt by Rich et al. to test one
hypothesis that might account for the discrepancy between the early origins scenario and our finding (2) that a hidden diversification of the extant placental mammal orders deep in the
Cretaceous is unlikely. They focused on our hypothesis (iii) that one
or more regions without known Late Cretaceous mammals could have served
as a "Garden of Eden" where modern placental orders could have
originated. We initially suggested that the "Garden of Eden"
hypothesis was testable with intensive fieldwork to recover Late
Cretaceous mammals from these regions. Rich et al. have not
corroborated the "Garden of Eden" hypothesis because (i) the fossil
mammals they discuss may not be relevant to the origin of modern
placental orders; (ii) even if the fossils are modern placentals, this
would imply only a few missing lineages rather than the large number of
lineages required by the early origins scenario that we orginally
sought to test.
Rich et al. suggest that our "Garden of Eden" hypothesis
is corroborated because fossils relevant to the origin of an extant placental mammal family, the Erinaceidae (hedgehogs and gymnures), occur in the Early Cretaceous of Australia. We actually intended our
"Garden of Eden" hypothesis to describe a scenario in which numerous lineages of extant placentals might originate in the Cretaceous without a known fossil record, not just one or a few lineages of them. The particular dispersal scenario that Rich et
al. envision is only relevant if such early fossils, described under the name Ausktribosphenos nyctos, do indeed bear on
the origin of a group nested deep within modern placental mammals, implying a substantial pre-Cenozoic radiation of modern placentals.
Ausktribosphenos nyctos does not necessarily bear on the origin of modern
orders of placental mammals. Rich et al.'s characterization
of this species as a "possible placental" with dental similarities to erinaceids is their preferred hypothesis. In their more
comprehensive studies (10, 11), this group was unable to
reject alternative hypotheses that A. nyctos is a
sister-group to all placentals (extant and extinct) or that A. nyctos belongs to a lineage of mammals that evolved
tribosphenic-like molars independent of the Tribosphenida (that is,
placentals, marsupials, and related taxa). Several authors (12,
13) have criticized the assignment of A. nyctos to the
Placentalia because of extremely primitive features of its lower jaw
and some peculiarities in tooth shape and wear, which suggest that
A. nyctos may instead be an unusual symmetrodont (that is, a
"pretribosphenic" mammal). Jaws of A. nyctos possess a
faint trough where postdentary jawbones probably attached as in the
most primitive mammals, unlike the condition in extant mammals and
multituberculates where the postdentary bones occur as middle ear
ossicles (13). If A. nyctos were a true placental
mammal, either stem or more derived, then its retention of postdentary
bones in the lower jaw would require that these bones became
incorporated into an isolated middle ear convergently in marsupials and
placentals, contrary to current views (14, 15). Additionally, if one accepts the molar cusp homologies proposed by Rich
et al. (10, 11), which assume that A. nyctos has true tribosphenic molars, then A. nyctos has three lower molar crests not present in other mammals with tribosphenic teeth, such as placentals. Other hypotheses of cusp homology, which
assume a "pretribosphenic" ancestry of A. nyctos, might better account for the pattern of tooth cusps and crests.
Even if one accepts the conclusion by Rich et al. that
Ausktribosphenos is not only a tribosphenid but also a true
erinaceid placental, it is unnecessary to postulate a hidden Cretaceous radiation of modern placentals in Australia or elsewhere. The order
Insectivora, which includes the Erinaceidae, consistently appears near
the base of the placental mammal tree in both morphological (16) and molecular (17)
phylogenies. An early first occurrence of Insectivora requires the
postulation of only a few other lineages (perhaps only three) of extant
placentals that would have to survive through the Late Cretaceous
without leaving a known fossil record. Our results (1) are consistent with a small amount of "missing history," so long as the
number of lineages and their summed duration remain small, but they
strongly contradict a hidden radiation of dozens of lineages for tens
of millions of years, as the molecular clock implies. The occurrence of
insectivorans in the Early Cretaceous need not imply deep origins of
the full range of extant placental mammals.
A. nyctos is an important fossil find because it
occurs in a relatively poorly sampled part of the fossil record both
geographically and temporally, but by itself A. nyctos does
not corroborate the "Garden of Eden" hypothesis.
Mike Foote
Department of Geophysical Sciences, University of
Chicago, Chicago, IL 60637, USA
John P. Hunter
Department of Anatomy, New York College of
Osteopathic Medicine, New York Institute of Technology, Old
Westbury, NY 11568-8000, USA
Christine M. Janis
Department of Ecology and Evolutionary
Biology, Brown University, Providence, RI 02912, USA
J. John Sepkoski, Jr.*
Department of the
Geophysical Sciences, University of Chicago, Chicago, IL 60637, USA * Deceased.
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30 April 1999; accepted 16 August 1999
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