Sexual orientation is a complex trait that is probably
shaped by many different factors, including multiple genes, biological, environmental, and sociocultural influences. In a 1993 report, my group
(1) provided initial evidence that a locus at the q28 region
of the X chromosome was involved in male sexual orientation in some,
but not all, individuals. The Xq28 hypothesis was based on both family
pedigree analysis, which revealed that gay men had more homosexual male
relatives through maternal than through paternal lineages, and linkage
analysis of gay male siblings, which found significantly increased
sharing of Xq28 DNA markers. Recently, George Rice et al.
(2) challenged the Xq28 hypothesis on the basis of a new
linkage study in Canada and have questioned the degree to which genes
contribute to sexual orientation. It appears to us that (i) the family
pedigree data from the Canadian study (2) actually support
the Xq28 hypothesis; (ii) three other available Xq28 DNA studies did
find linkage; and (iii) the heritability of sexual orientation is
supported by substantial evidence independent of the X-chromosome
linkage data.
The original impetus for the Xq28 hypothesis was the finding that gay
male probands had more gay male relatives through maternal than through
paternal lineages (1); this is the expected pattern for a
trait that is influenced by gene on the X chromosome, which males
inherit only from their mothers. According to a poster presented at the
International Academy of Sex Research meeting in 1995 (3, 4), the Canadian group found a similar pattern in their own family data. Specifically, they
interviewed the probands from 182 families that were ascertained on the
basis of having two or more gay brothers and found that 13.4% (35/261) of their maternal uncles were gay as compared to 6.9% (24/364) of
their paternal uncles. This is a significant difference in favor of
maternal transmission (chi-square value = 7.1,
p = 0.008), as predicted by the Xq28 hypothesis. The
difference could not be attributed to reporting bias because the same
families showed a slight excess of lesbian aunts on the paternal side
of the family (3, 4). This important
family pedigree data was not included in the report by Rice et
al. (2), which describes only the genotyping
results for a subset of 48 families.
DNA linkage analysis provides a more direct test of the Xq28
hypothesis. If male sexual orientation is influenced by a gene or genes
at Xq28, then gay brothers should share more than 50% of their alleles
at this region, whereas their heterosexual brothers should share less
than 50% of their alleles. By contrast, if there is no such gene, then
both types of brothers should display 50% allele sharing.
To date, there have been four X-chromosome linkage studies of male
sexual orientation (Fig. 1). Hamer et al.
(1) analyzed 40 pairs of gay brothers and found that they
shared 82% of their alleles in the Xq28 region; this was greater than
the 50% allele sharing that would be expected by chance
(p = 0.00001). In a follow-up study, Hu et
al. (5) analyzed an independent series of 32 genetically informative pairs of gay brothers and found 67% allele
sharing (p = 0.04). Hu et al. also
found that the heterosexual brothers of Xq28-concordant gay sib-pairs
had only a 22% likelihood of carrying the same Xq28 allele; this
independent test of linkage was statistically significant
(p < 0.05), giving an overall significance
level of p = 0.004 for their study. In 1998, the
independent research group of Sanders et al.
(6) reported the results of an X chromosome linkage
analysis of 54 pairs of gay brothers. They found 66% Xq28 allele
sharing (p = 0.04). The results of the study by
Sanders et al. were indistinguishable from those in the
study by Hu et al., both in terms of the degree of allele
sharing (66% versus 67%) and the precise chromosomal location of maximum sharing (locus DXS1108). By contrast,
Rice et al. (2) studied 52 pairs of gay brothers
and found no evidence for linkage to Xq28; they reported approximately
46% allele sharing, a nonsignificant result.
Fig. 1.
Comparison of four studies of linkage between
alleles on the X chromosome and male homosexuality. Meta-analysis
(combined data, last set of columns) shows overall estimated allele
sharing of 64% (p = 0.0001). Sample size,
n. Statistical significance, p.
[View Larger Version of this Image (17K GIF file)]
Given the modest sample sizes of these studies, the most accurate
estimate of Xq28 linkage can be obtained by combining the data from
each of the four datasets. This meta-analysis gives an estimated level
of allele sharing of 64% (p = 0.0001) (Fig. 1). Basically, the same result is obtained if one discards the highest and
lowest reported allele sharing values and uses only the Hu et
al. (5) and Sanders et al.
(6) data, which gives a figure for estimated allele
sharing of 66% (p = 0.001). A 64% allele
sharing level corresponds to a
s value of 1.4, where
s is the ratio for homosexual orientation in the
brothers of a gay index subject, as compared with the population
frequency, that is attributable to a gene in this region. This modest
level of influence is typical for the effect of a single locus on a complex behavioral trait such as sexual orientation.
Why did Rice et al. not find the Xq28 linkage that was
observed in the three preceding studies? One possible explanation is derived from the fact that only 48 (26%) of the 182 families
originally interviewed by Rice et al. were actually studied
at the level of their DNA (2). According to data presented
in 1995 (3), it appears that the genotyped families
were not a representative subset of the starting population because
they displayed an excess of paternal rather than maternal gay
relatives--exactly the opposite pattern found in the total
dataset. One would not logically expect such a nonrepresentative subset
of the families to display any X-chromosome linkage. It would be
interesting in the future to examine genotypes for the remainder of the
Canadian families, especially those with maternal loading.
A second possible explanation for why Rice et al. did not
observe linkage is the modest statistical power of their sample. A
population of 52 sib-pairs has 65% power to detect 64% allele sharing
at the 0.05 level of significance. Thus there was a 35% chance that
Rice et al. would not detect linkage simply by chance.
A third consideration is the lack of defined criteria for
homosexuality in the study by Rice et al. Hamer et
al. (1) and Hu et al. (5)
assessed sexual orientation using the 6-point Kinsey scales of sexual
attraction, fantasy, self-identification, and behavior. By
contrast, Rice et al. (2) depended on the
investigator's judgment, in some cases based on a single question
to the research subject (7). The validity and reliability of this method of phenotype classification are unknown.
A final difference between the linkage studies is that Rice et
al. (2) did not methodically exclude families
inconsistent with the hypothesis of X chromosome linkage. The use of
defined inclusion and exclusion criteria to select appropriate families for the study of a putative X-linked locus was a key feature of the
studies by Hamer et al. (1) and Hu et al.
(5). As noted by King (8), this is a
valuable strategy to detect linkage for a complex trait, such as sexual
orientation, for which one particular locus (Xq28) accounts for only a
portion of the total variance. Hu et al. (5)
found no Xq28 linkage in families who did not meet their inclusion
criteria. Although Rice et al. (2) found that
excluding two families that failed to meet such criteria did not change
their linkage results, it appears unlikely that they collected
sufficient data on their subjects or families to systematically apply
this sort of selection.
As noted by Rice et al. (2), there is substantial
evidence from family and twin studies, such as those reported by
Pillard, Bailey and colleagues (9), that sexual orientation is genetically influenced. Rice et al. also argued, however,
that "there would be strong selective pressure against such a
gene." Linkage analysis of a single locus on a limited number of
families can show no such thing. Moreover, there are many plausible
evolutionary scenarios whereby a gene that predisposed some individuals
toward homosexuality could survive or even increase in the population (10).
In summary, a meta-analysis of all available DNA linkage data continues
to support a modest but significant role of the Xq28 region in male
sexual orientation. Although there is a 0.01% chance that the observed
link represents a "false positive," there is a greater than 10%
chance that the conclusions in the report by Rice et al.
represent a "false negative," resulting from their use of a small,
apparently nonrepresentative subset of families for genotyping.
Moreover, their family pedigree data appear to actually support
X-chromosome linkage. The search for sexual orientation genes will
ultimately depend on the identification of functionally relevant
polymorphisms in molecularly defined genes, rather than on the
purely statistical evidence afforded by linkage analysis. In the
meanwhile, the genetic analysis of sexual orientation, like any
complex trait, should pay careful attention to all available family and molecular data.
Dean H. Hamer
Laboratory of Biochemistry,
National Cancer Institute,
National Institutes of Health,
Bethesda, MD 20892, USA
E-mail: deanh{at}helix.nih.gov
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12 May 1999; accepted 7 July 1999
Response: In their initial X chromosome linkage
study, Hamer et al. (1) stated, "As with all
linkage studies, replication and confirmation of our results are
essential." We agree. To be convincing, such confirmation needs to be
obtained by groups using similar methods but working independently of
the initial investigators. Hamer presents a "meta-analysis" which appears statistically significant, but does not address the issue of
nonreplicability by including his own data in the analysis. Considering
only the two studies performed by independent investigators, ours
(2) and the unpublished data of Sanders et al. (3), we obtain Xq28 allele sharing of 60/106 = 56.6%, which
is not statistically greater than the null hypothesis value of 50%
sharing (p > 0.05). In fact, the two independent
replication studies combined deviate significantly from the results
from Hamer's group (1, 4) (chi-square = 6.53, p < .02). Thus, the conclusion remains that the original
studies of Hamer and colleagues are not replicated.
As stated in our report (2), our goal was to replicate the
linkage at Xq28. We recruited sibships containing at least two gay
brothers. Index subjects were only casually asked about second- and
third-degree relatives (uncles and male cousins). The rate of maternal
uncles reported as gay (35/261 = 13.4%) was higher than that for
paternal uncles (24/346 = 6.9%; p < 0.01). However,
the total number of paternal uncles is even more significantly increased (maternal uncles 346 versus 261, p < 0.001). A comparison of maternal to paternal relatives presupposes that
the likelihood of ascertainment of this trait is the same for both, but
this has not been established. Family history studies of more easily identified traits are known to be unreliable on distant relatives (5), and we place little confidence in such studies, our own
included (2). Hamer considers our pedigree data to be
important and appears to accept these findings unequivocally. Not all
persons in the pedigree study by Hamer et al. were
interviewed directly (1). Furthermore, a recent larger
family history study (6) did not find an excess of
maternal gay uncles or gay cousins through maternal aunts, inconsistent with an X-linkage hypothesis, and not replicating the original pedigree
study by Hamer et al. (1).
Of the original 182 families ascertained by us, 48 were genotyped
because these families were willing to provide blood for DNA studies.
These families did not deviate from the larger group in any significant
way regarding family history. The subset of genotyped individuals was
not different from the total sample in its constitution of paternal gay
relatives from the total population from which it was sampled. In
particular, only two of our 48 genotyped families had gay fathers.
Therefore, the genotyped families were not "paternally" loaded
(vide infra).
Hamer questions the power of our sample to detect linkage. If
Xq28 allele sharing in the gay brother pairs is actually 67%, as he
states, our power to detect sharing at the 5% significance level,
assuming 50 independent pairs, is 82%, a level which would be
considered adequate under most statistical standards. The sharing in
our sample, the largest published to date, was nowhere near the 67%
figure. We can reject the hypothesis of 67% sharing with p < 0.002 (exact binomial probability).
The individuals in our linkage study were all self-identified as gay.
On the basis of a more detailed questioning regarding sexual
attractions, fantasies, and behaviors on a subset of these individuals,
all subjects had Kinsey scores (7) of at least 5. We
agree with Hamer that such individuals are unlikely to be incorrectly
classified. "It seems unlikely, given the stigma of homosexuality,
that a heterosexual would masquerade as gay" (8).
Thus, our study population was unlikely to include heterosexual males,
misclassified as being gay. Hamer criticizes our categorization of
directly interviewed subjects, but appears not to find fault with
the casual family history data which he states supports his conclusion.
A major emphasis is placed by Hamer (1, 8) on
"proper selection" of families on the basis of family history, but
a coherent rationale for this selection procedure has not been given,
to our knowledge. Presumably, the rationale for this selection
procedure is based on the notion that only a subset of gay men carry an
X-linked gene, and families need to be selected to enrich for such a
gene. The best description of their selection process was given by
Hamer and Copeland (8, p. 108). "First, the family should
have exactly two gay brothers. If there were only one gay man there'd
be no enrichment for the gene, and if there were more than two, we ran
the risk of selecting rare and unusual genes. Second, there should be
at most one lesbian in the family. This is because the family studies
showed that male and female homosexuality were not commonly found
together and we wanted to use typical (sic) families. Finally, we did
not want families with gay fathers and gay sons, because this pattern would not be consistent with X-chromosome linkage." Hamer et
al. (1) and Hu et al. (4)
did not exclude gay brother pairs with gay uncles or cousins on the
paternal side, nor did we. According to these precise criteria, two of
our families would be excluded because the fathers were gay, and two
would be excluded because they contained three gay brothers. None of the siblings in our study had gay sons and none had more than one
lesbian relative. One sib pair with a gay father shared Xq28 alleles,
while the other pair with a gay father did not. One sib trio shared
Xq28 alleles among the three sibs, while for the other trio, two were
concordant and one discordant. Tallying the observed sharing in the
remaining 44 sib pairs who met Hamer's criteria, we obtain 19 of 44 (=43%) chromosomes shared, which is less, but not significantly less,
than the entire sample. Hamer argues that we collected insufficient
data on our subjects or families to systematically apply this sort of
selection. In fact, the opposite seems to be the case. We have good
information on whether the father of the sibships is gay and whether
the gay sibling pairs have gay sons and on the number of lesbian
mothers or sisters. With the use of identical inclusion/exclusion
criteria as employed by Hamer et al. (1) and Hu
et al. (4), we obtained no evidence of
excess allele sharing for Xq28 markers.
On the other hand, the logic of these proposed exclusion criteria is
not sound. Hamer and colleagues have not put forth a coherent genetic
model on which such rules would be based. Presumably, an allele at
Xq28 would account for a subset of gay male behavior, and
sporadic influences might account for the rest (8). If this were the case, the probability that a gay brother pair shares
an X-linked gene would not decrease if the father or any paternal
relative is also gay or if there are lesbian relatives in the family.
Furthermore, a sibship with three gay brothers would be even more
likely to have inherited the causative X-linked allele than a simple
sib pair. The exclusion of sibships with more than two gay brothers
based on the "risk of selecting rare and unusual genes" is
particularly paradoxical, because this is precisely the type of gene
Hamer postulates. The logic of excluding families with lesbian
relatives contradicts his own statement (1) that lesbians
and gay men do not aggregate in families. If male and female
homosexuality are genetically independent, the number of lesbian
relatives in a family should be irrelevant. Given these
considerations, it would be helpful to see the genotyping results
of the families excluded from Hamer's initial study. These data
have not been reported, to our knowledge.
One difference between our study and that of Hamer et al.,
not mentioned by Hamer, is that we used controls (brother pairs with
multiple sclerosis) to allow blinded scoring of allele sharing. Apparently no such controls (blind or otherwise) were used by Hamer
and, in fact, the initial genotyping was performed by Hamer himself
(8). Different individuals in the laboratory should
perform different steps: phenotypic characterizations and genotypic
analyses.
We still contend that an X-linked gay gene could not exist in the
population with any sizeable frequency, due to the strong selection
against it. Hamer reports that gay men in his study had one-tenth the
number of offspring of their heterosexual brothers. This degree of
selection is comparable to or greater than that for many X-linked
genetic diseases such as hemophilia, which exist at low frequencies
(approximately 1/10,000) in the population as a result of selection
pressure.
We agree with Hamer that our results do not exclude the possibility of
genetic effects underlying male homosexuality. But with the use of
similiar methods of family ascertainment, phenotyping, and genotyping,
we were unable to confirm evidence for an Xq28-linked locus underlying
male homosexuality. Sanders et al. (3) came to
the same conclusion with their linkage study.
The basis of sexual orientation remains uncertain, but the pathways
involved can be expected to be complex. The controversies and
methodological difficulties notwithstanding, the study of sexual
orientation contains fascinating riddles, and further careful systematic study has the potential to reveal important insights about
who we are.
George Rice
Department of Clinical Neurological Sciences,
University
of Western Ontario,
London, Ontario, Canada, N6A 5A5
Neil Risch
Department of Genetics,
Stanford Medical School,
Stanford, CA
94305-5120, USA
George Ebers
Department of Neurological Sciences,
University of Western Ontario
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[Abstract/Free Full Text]
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21 June 1999; accepted 7 July 1999