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Science 18 December 1998: Vol. 282. no. 5397, pp. 2204 - 2210 DOI: 10.1126/science.282.5397.2204
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Review
Carbon in the Universe
Th. Henning,
F. Salama
Carbon is a major player in the evolutionary scheme of the
universe because of its abundance and its ability to form complex species. It is also a key element in the evolution of prebiotic molecules. The different forms of cosmic carbon are reviewed ranging from carbon atoms and carbon-bearing molecules to complex, solid-state, carbonaceous structures. The current state of knowledge is assessed on
the observational and laboratory fronts. Fundamental astrophysical implications are examined as well as the impact of these studies on the
hitherto poorly understood physical and chemical properties of carbon
materials in space.
Th. Henning is at the Astrophysikalisches Institut und
Universitäts-Sternwarte, Schillergä chen 2-3, D-07745 Jena, Germany. F. Salama is at NASA Ames Research Center
Space Science Division, Moffet Field, CA 94035-1000, USA.
More than 75% of the 118 interstellar and circumstellar
molecules identified to date (1) are C-bearing molecules, and one component of interstellar (IS) dust is carbonaceous. The cosmic
evolution of C from the interstellar medium (ISM) into protoplanetary
disks and planetesimals, and finally onto habitable bodies is intrinsic
to the study of the origin of life.
Carbon plays an important role in the physical evolution of the
ISM because it is the main supplier of free electrons in diffuse IS
clouds, thus contributing to the heating of IS gas. Emission lines of
neutral (CI) (2) and ionized (CII and CIV) atomic C are
important cooling channels for the warm IS gas and are used to probe
its density and temperature. Similarly, the rotational transitions of
CO, which are collisionally excited by H2, constitute an
important tracer of molecular gas in the universe.
The observation of unidentified, ubiquitous, molecular and
solid-state features in astronomical spectra and the realization that
these features are linked to carbonaceous materials have resulted in
major scientific progress in the last 10 years. Laboratory and
theoretical studies stimulated by these astronomical observations have
led to a better understanding of the various forms of cosmic C such as
polycyclic aromatic hydrocarbons (PAHs), C-chain molecules, C clusters,
and carbonaceous solids. Ultimately, these astrophysically motivated
investigations have led to the detection of novel forms of C and laid
the foundations for the chemistry of fullerenes. We review the
different forms of C in space ranging from C atoms and C-bearing
molecules to complex, solid-state structures and discuss their
importance in understanding the physical nature of the universe and its
evolution.
Nucleosynthesis and Cosmic Abundance of Carbon
Carbon is the first of the lighter elements that is exclusively
formed in the interiors of stars. After the proton-proton or CNO
hydrogen-burning phase in the stellar core has ceased, the central
temperature and pressure in stars with masses M 0.5 M rise to values at
which He is ignited (3). In these stars the central He core
contracts and the outer layers expand and cool. The objects become red
giants.
The 3 process (4) bridges the gap between the nuclei
masses 4 (helium) and 12 (carbon) (5). The resonant formation of 12C, added to its inefficient (nonresonant)
transformation into 16O, forms the combination that is
responsible for the presence of C in the universe.
Asymptotic giant branch (AGB) stars (6) are
important contributors to the chemical evolution of the ISM. Dredge-up processes driven by convection in the outer layers of the AGB stars
transport elemental C and O from their C-O cores to their surfaces.
Oxygen-rich or C-rich molecules and refractory solids may form in the
extended envelopes around these stars depending on the chemical and
physical conditions, and in particular on the C/O ratio. The less
abundant element is often locked up in the stable CO molecule
(7). Mass loss rates of AGB stars are high, between
10 5 and 10 7
M year 1.
Giants provide the largest contribution to the stardust injection into
the ISM with a value of about 5 × 10 6
M kpc 2
year 1 (8). The total production rate of solid
C from C-rich stars (9) is about 0.002 M year 1.
The amount of C available for the formation of carbonaceous solids and
complex C molecules is determined by the difference between the
standard (the cosmic) total abundance of C relative to H
[C/H]c in the local ISM and its abundance in the gas
phase [C/H]g. In the past, the cosmic abundance value for
the local ISM was generally identified with the solar value, (355 ± 43) × 10 6 (10), implicitly assuming a
well-mixed state of the ISM and no further evolution of the total
elemental abundances since the formation of the solar system 4.6 × 109 years ago. A detailed analysis of CNO abundances in
B stars and HII regions (11)--which should reflect the
present ISM values--together with the analysis of O and Kr data
suggests a reduction of the cosmic abundance to about two-thirds of the
solar abundance for these elements (12, 13). This would imply a [C/H]c value of 237 × 10 6 with a recommended IS abundance of (225 ± 50) × 10 6 (12). Absorption line spectroscopy in
the weak CII intersystem transition at 232.5 nm with the Goddard
high-resolution spectrograph (GHRS) on board the Hubble space telescope
(HST) yielded [C/H]g values between (140 ± 20) × 10 6 (six different lines of sight) and (106 ± 38) × 10 6 (abundance determination for a translucent cloud)
(14). The nearly constant IS gas-phase C/H ratio over a wide
range of fractional H2 abundances suggests that there is no
strong net exchange of C between the gas and dust phases of the diffuse
ISM. Furthermore, the C/H abundance pattern implies that, in diffuse IS
clouds, solid C can only exist in grains that cannot be vaporized by
shock waves. These observations suggest that either 215-C atoms (solar
value) or 85-C atoms ("cosmic" value) per 106 hydrogen
nuclei are available for carbonaceous dust particles and C-containing
molecules. The latest composite and core/mantle dust models based on
realistic optical constants require between 150 and 200 C atoms per
106 hydrogen nuclei to be in dust
grains.
Atomic Carbon
Spectroscopy remotely probes the atomic and molecular composition
of cosmic materials along the lines of sight. The mapping of the ISM of
a galaxy through the observation of absorption or emission lines (or
both) leads to the determination of the structural parameters
[density, temperature, elemental abundances, far-ultraviolet (FUV)
radiation field, and degree of ionization] of its various phases
(15) and, thus, to the understanding of star formation and
the life cycle of the different phases of the ISM (16). Carbon has an ionization potential
(EI = 11.3 eV) below the Lyman edge, so C is
almost completely ionized in space, with the exception of C in dense
clouds. In the case of the photodissociation regions (PDRs)
(17), the absorption of FUV photons by gas and dust grains
on the surface of molecular clouds and throughout the diffuse neutral
ISM leads to the intense 2P3/2-2P1/2 emission
of CII at 157.74 µm. This bright line of CII is an important cooling
channel in moderate- and low-density regions of the ISM and is used to
map the galaxy (18). Deeper in the PDRs, CI 370 (3P2-3P1) and 609 (3P1-3P0) µm
emission lines and CO (J=1-0) rotational lines are observed (18). CI is dominantly formed through the photodissociation of CO. Hence, CI traces the molecular abundance in translucent clouds
and samples the transition between atomic and molecular C-containing
species in the ISM (19). The detection of radio
recombination lines (C92 , C110 , C166 ) arising from CII also
provides information on the physical conditions (electron temperatures
and electron densities) in PDRs (20).
CIV is detected in emission at 154.8 and 155.1 nm along several lines
of sight in the ISM (21). The upper limits that have been
placed to the CII (103.7 nm) and CIII (97.7 nm) lines constrain the
parameters of the low-density, hot phase of the ISM (21).
The absorption lines of neutral and ionized atomic C occur in the UV at
wavelengths <320 nm, and their detection requires space-borne
instruments. GHRS has detected the absorption lines associated with CI
and CII in cool neutral gas and with CIV in the hot ISM. CII is the
dominant state of C in diffuse clouds and is detected through its
strong resonant line at 133.5 nm and in its weak intersystem transition
(2P1/2-4P1/2) at 232.5 nm. CI is detected through multiplets in the 115 to120 nm range, 127 to
129 nm range, and near 132.9 nm, all originating from its ground state
2p2 3P0, 1, 2
(22). Narrow absorption components of CIV have also been
detected in HII regions.
Molecular Carbon
Electronic, rotational, and vibrational spectroscopy have been
used to detect various C molecules including ions and radicals, to
measure their elemental abundance, and to determine the structure of
C-bearing molecules in space (23).
The ability of C to form hybridized orbitals accounts for its rich
chemistry (Table 1). Polyaromatic
molecules represent the most stable configuration because all the electrons are entirely delocalized over the molecule (24)
(Fig. 1). The organic molecular species
detected in space range from simple diatomic (for example CO, CN,
C2, CH, CH+, CN+, and
CO+), to simple polyatomic (CH2,
CH4, C2H2, CH3OH,
CH3CH2OH, H2CO, and HCN), to large,
complex, unsaturated [acetylenic radicals CnH,
cyanopolyynes HCnN, carbynes and C chains of the
type CnHm (where
n m)] and polycyclic aromatic hydrocarbon
molecules (PAHs).
Table 1.
Carbon hybrid orbitals.
|
| Atomic orbitals |
Resulting
hybrid orbitals |
Example |
|
| 2s,
2px,y,z |
Four
equivalent sp3 tetrahedral orbitals |
Alkanes,
as in CH4 |
| 2s, 2px,y,
2pz |
Three planar sp2
orbitals and one perpendicular p orbital
(2pz) |
Alkenes, as in
C2H4 |
| 2s,
2px, 2py,z |
Two linear
sp orbitals and two perpendicular p orbitals
(2py,z) |
Alkynes, as in
C2H2 |
|
Fig. 1.
Some representative PAH molecules.
[View Larger Version of this Image (51K GIF file)]
The discrete absorption and emission bands observed in space act as
heating and cooling lines, respectively, for the surrounding medium.
Some of the molecular bands are assigned to transitions within specific
molecular carriers (25). For example, the ubiquitous 2.6-mm
line associated with the J=1-0 rotational transition of CO serves as a
diagnostic for density and temperature in molecular clouds. The
electronic transitions of 12CO and 13CO, seen
in absorption near 150 and 108 nm, respectively, and corresponding to
transitions to the lower excited electronic states, provide a
diagnostic for density and temperature in diffuse IS clouds. Electronic
transitions of CN and CH, seen in absorption at 388.3 and 432.3 nm,
respectively, are used to measure the C and N abundances in the line of
sight and provide a diagnostic for the fractional ionization in the
clouds. The C2 absorptions detected at 134.2 and 231.3 nm
provide a diagnostic for the density and the radiation field. The
strong C2 emission bands detected in the 516.5 to 513.2 nm
range (Swan system) in cometary spectra represent a sensitive probe of
the rotational temperature achieved in the coma at various heliocentric
distances.
Complex chemical networks have been developed to describe the formation
of molecules and ions in different regions of space according to the
varying physical conditions (18, 25). The
chemical regimes involved in the models include a combination of
ion-molecule gas-phase chemistry and dust-grain surface chemistry. Shock-induced chemistry is invoked in the regions of star formation. Ion-molecule chemistry occurs through two-body collisions and is
initiated by photoionization and photodissociation in diffuse clouds
and by ionization by cosmic rays in dense clouds. Thus, the chemical
network describing the formation of simple C molecules in diffuse
clouds, where C is mostly ionized, begins with the radiative
association reaction of C+ with H2. The
resulting CH2+ reacts with H2 to
form CH3+, which produces CH and
CH2 through dissociative recombination with electrons. The
reaction of these neutral molecules with C+ leads to the
formation and build-up of polyatomic hydrocarbons. This reactional
scheme is limited, however, by the photodissociation of the neutral
molecules at short and moderate depths and by the lockup of C in the
stable CO molecule at greater depths in the cloud. In dense clouds
shielded from UV radiation, C is mostly neutral and the C chemistry
starts with the reaction of C with H3+ and the
formation of CH3+ by the formation of
CH+ and CH2+. Complex hydrocarbons
(such as CH2CO, CH3CN, and
CnHm) are subsequently
produced through C insertion reactions, condensation reactions, and
radiative association reactions.
In addition to the large number of stellar and IS absorption and
emission features that are associated with specific molecular carriers,
a set of ubiquitous features remains unidentified in IS spectra. These
features may represent a tracer for complex, C-bearing molecules in the
ISM. The unidentified features are as follows: (i) A set of ubiquitous,
weak, diffuse IS absorption bands (DIBs) ranging from the near
ultraviolet to the near infrared (NIR) and superposed to the galactic
extinction curve. The DIBs number near 200 bands and have their origin
in the diffuse ISM (26). (ii) A set of discrete
visible-emission bands (RRBs) observed in a biconical nebulae, the Red
Rectangle, and in the spectrum of the hydrogen-deficient star R Coronae
Borealis (27). The RRBs are unambiguously related to some
DIBs, indicating that they originate from the same molecular carriers. (iii) A set of ubiquitous, discrete, IR emission bands, the
unidentified IR bands (UIR) observed in a variety of widely contrasted
IS environments (including starburst galaxies, HII regions, planetary
and reflection nebulae, and the galactic diffuse ISM) (28).
These bands are a feature of IS material illuminated by photons in the FUV-to-NIR range. Furthermore, the UIR bands are characteristic of
aromatic hydrocarbon materials (29). The current proposed
assignments for all these unidentified features involve transitions in
gas-phase C-containing molecules and ions (Table
2).
Table 2.
Unidentified spectral signatures attributed to
gas-phase molecular C.
|
| Feature |
Proposed identification
|
|
| Weak, diffuse absorption bands
(DIBs) in the 400- to 1200-nm range |
Electronic - *
transitions in neutral and ionized PAHs and unsaturated hydrocarbons
|
| Emission bands in the Red Rectangle (RRBs) in the 500- to 700-nm
range |
Electronic fluorescence transitions in neutral linear C
molecules (carbynes) or ionized PAHs (excitation by UV photons)
|
| Emission bands (UIRs) around 3 µm and in the 6- to 17-µm range
|
Vibrational transitions in neutral and ionized PAHs (excitation by
UV-NIR photons) |
|
PAHs are thought to be responsible for the UIR bands in the ISM and
represent the most abundant class of complex molecules in space, with a
relative abundance to H on the order of 10 7
(29, 30). PAHs and unsaturated hydrocarbon chains
may be the sources of the DIBs and some RRBs
(31-33). PAHs consist solely of fused
six-membered benzenoid rings of sp2-hybridized C
atoms and the requisite number of H atoms attached to the periphery of
the molecule (Fig. 1). The resulting delocalized electrons over the
C skeleton lead to the high photostability of these molecules and to
their survival in the harsh IS environment (34). The global
IS distribution of PAHs includes neutrals and ions as well as
derivatives (dehydrogenated and hydrogenated PAHs, and PAHs with
substituent on the periphery) (29, 35). PAHs are
thought to be formed in the outflows from C-rich giant stars in a
process analogous to soot formation in combustion processes
(36). PAHs are the building blocks of soot particles
and the link between molecular C in the gas phase and dust grains (or
carbonaceous solids). They can also be formed from the fragmentation of
C dust particles in shocked regions and from photosputtering in diffuse
IS clouds (37). PAHs are expected to play an important role
in the heating of IS gas through the supply of free electrons produced
by the photoelectric effect (18, 38).
Carbon chains are unsaturated hydrocarbons of the type
CnHm (where n
m). Carbon-chain molecules may be formed in the outflows
from C-rich giant stars through a combination of C+
insertion and photocleavage (39). The chain size is calculated to average between 20 to 30 C atoms. Carbon chains are polar
and detectable in the radio region of the spectrum. These two classes
of molecules--PAHs and chains--are now thought to be common
constituents of IS clouds, "hot" (100 to 200 K) molecular cloud
cores, and circumstellar envelopes of C stars.
The need for a better understanding of the spectral properties of these
complex molecules and ions and the role they play in the evolution of
the galaxy has led to a series of laboratory studies during the past
decade (31, 40). The astrophysically motivated
laboratory effort has resulted in progress in our understanding of the
molecular spectroscopy of complex C molecules and ions, as evidenced by
the discovery of fullerenes (41).
Laboratory astrophysics provides a realistic simulation of the
conditions that exist in a given cosmic environment and provides quantitative data that are relevant to the interpretation of space observations. Low-temperature molecular spectroscopy is used to simulate environments ranging from the low-density, gaseous, diffuse ISM to the icy surfaces of IS dust grains (31,
40). Matrix isolation spectroscopy (MIS) has been useful for
studying molecules relevant for the ISM because the neutral and ionized molecules are fully isolated at low temperature (<5 K) in a
low-polarizability medium (typically neon or argon) so that the
perturbations induced in the spectrum of the trapped molecules and ions
are minimized (42).
Laboratory experiments have shown (31, 40) that
(i) free, neutral PAHs have strong UV absorption bands and could
contribute to the UV IS extinction curve as well as to the FUV rise
(Figs. 2 and 4); (ii) when ionized, PAHs
also absorb in the visible and NIR (Fig. 2) close to the position of
well-known DIBs; (iii) ionized PAHs fluoresce and could contribute to
the RRBs; and (iv) the IR spectra of a distribution of PAHs (neutrals
and ions) provide a good fit to the UIR bands.
Fig. 2.
Electronic spectra of neutral (left) and
ionized (right) PAHs isolated at low temperature (5 K) in neon
matrices. (From top to bottom) Phenanthrene
(C14H10), benzo(g,h,i)perylene
(C22H12), and pentacene
(C22H14). [Adapted from (31)]
[View Larger Version of this Image (38K GIF file)]
Fig. 4.
(Left) IS extinction curves toward
different stars probing the diffuse ISM and showing the UV feature at
217.5 nm. (Right) Upper curves are the mean extinction curve
of the diffuse ISM (dots) and its decomposition in a linear background
and a Drude profile + far-UV rise. Lower curves show the comparison
between the observationally based Drude profile of the mean IS
extinction curve (dashed line) and the laboratory spectrum of
matrix-isolated nanometer-sized C particles (solid line; corrected for
matrix shift). A Drude profile describes the optical behavior of a
free-electron conductor. It is here used only as a convenient
representation of the UV band profile. [Adapted from
(73, 74)]
[View Larger Version of this Image (12K GIF file)]
MIS laboratory measurements of mass-selected
CnHm anions isolated in
neon matrices have shown that C chains also absorb in the wavelength
range where DIBs are found and that their strongest absorption bands
shift from the blue toward the red with increasing chain length
(43). The same experiments have also shown that C chains
trapped in Ne matrices are photodissociated when exposed to photons
carrying more than 6-eV energy. Carbon chains are thus not expected to
be photostable under the IS radiation field. This may explain why
larger chains have not been observed in the ISM (44).
Solid Carbon and Carbides
The analysis of the IS extinction and polarization curves at UV,
optical, and NIR wavelengths and of thermal IR and submillimeter and
millimeter radiation indicates that cosmic dust particles have sizes in
the nanometer-to-micrometer range with the probable presence of much
larger particles in protoplanetary disks. Dust spectroscopy along
different lines of sight, including the diffuse ISM, molecular clouds,
and circumstellar envelopes around evolved stars, is used to determine
the chemical composition of the grains (45). The features
generally attributed to carbonaceous solids are (i) a strong UV
absorption band at 217.5 nm in galactic extinction curves
(46); (ii) a UV absorption band at 240 to 250 nm in
the spectra of H-deficient objects such as the R Coronae Borealis stars
(47, 48); (iii) the so-called "extended red
emission" peaking at wavelengths between 650 and 700 nm in the
spectra of reflection nebula, HII regions, planetary nebulae, and the
diffuse ISM (49); (iv) a broad emission plateau between 6 and 9 µm in the spectra of a number of objects, including the Orion
Bar and post-AGB stars (50); and (v) a 3.4-µm absorption
feature typical for lines of sight probing the diffuse ISM and mainly
present in the spectra of galactic center sources and the heavily
obscured "hypergiant" Cyg OB2 No.12 (51) (Table
3).
In addition, a broad feature between 11.0 and 11.5 µm observed in the
spectra of C-rich stars and planetary nebulae has been attributed to
SiC particles (52). The fact that no SiC absorption features
are detected in the diffuse ISM limits the amount of Si locked up in
pure IS SiC grains to <5%.
"Primitive" (unaltered) chondritic meteorites contain two
types of pre-solar C grains: nanodiamonds and graphitic particles (53). Nanodiamonds constitute the most abundant fraction with typical sizes of about 2 nm, which corresponds to a few 100 C
atoms. Graphitic particles have sizes of 1 to 20 µm and contain isotopically anomalous C and noble gases. Two morphologic types include
grains with smooth or shell-like surfaces and grains that consist of
aggregates of smaller particles (54). The first class is
characterized by particles of well-crystallized graphitic material
around a core of more disordered material [randomly oriented graphene
layers (55)]. The aggregates consist of concentric layers
at small scales of poorly graphitized C with turbostratic
(56) textures. The spherules frequently contain small carbide crystals (5 to 200 nm), ranging in composition from nearly pure TiC to molybdenum and zircon carbides (57). Some of these carbides occur in the center of the spherules, pointing to the possibility of heterogeneous nucleation, where the carbides act
as condensation nuclei. A model where SiC grains are the condensation nuclei had already been proposed (58). However, SiC was not
found within the meteoritic presolar carbonaceous material, suggesting
that SiC particles form as a separate dust component in stellar
outflows.
Evidence for the presence of primitive organic material in the
solar system comes from the in situ analysis of carbonaceous chondritic
meteorites, interplanetary dust particles (IDPs) of cometary origin
collected in the upper atmosphere of Earth, and grains from comet
P/Halley (45, 59). The dark matrix of
carbonaceous meteorites contains most of the C material in these
objects and closely resembles the structure of kerogen (60).
The meteoritic kerogen-type material can contain a high fraction of
PAHs embedded in a system of aliphatic C. Many different organic
compounds have been identified in this complicated material
(59). It is generally assumed that the kerogen-like material
formed in the early solar nebula. However, meteoritic kerogen
shows a range of D/H abundance enhancements (61),
which indicates that at least part of the material or its building
blocks were formed through gas-phase ion-molecule reactions
(62) in molecular clouds long before the solar system
formed. Cometary IDPs contain a rich distribution of C materials,
including PAHs (63). Isotopic studies have demonstrated that
a large fraction of these grains are also characterized by high D/H
ratios (64).
Graphite and diamond are the two best-known crystalline structures of
C. Fullerite solids are a third type of crystalline C solids (Table
4). Small fullerites (such as
C60 and C70) are not formed in significant
quantities in the low-density and H-rich outflows of C-rich AGB stars
and can be excluded as principal IS dust component because of a lack of
the characteristic UV double-peak structure in astronomical spectra. A
fourth crystalline structure for C solids, carbyne, has also
tentatively been proposed (65).
Mixed hybridization states lead to curved structures. Examples
include fullerites (41) and onion-like polyhedral particles
where the bending of the graphitic layers is caused by C atoms having
tetrahedral bonds (66). For carbonaceous solids in
the ISM, it is remarkable that irradiation by energetic electrons or
ions leads, under appropriate conditions, to the formation of C onions
consisting of closed, concentrically arranged and nested, graphitic
shells (67). Carbon nanotubes are another structure that has
attracted much attention in recent years because of their potential
wide technological applications (68). Nanotubes are
cylindrical systems composed of closed shells capped at each end by
pentagons.
Noncrystalline C (Table 4) films and
particles are characterized by different
sp2/sp3 hybridization
ratios as well as mixed hybridization states (curved structures)
(69). Typical structures of C particles are shown in Fig.
3. Each structure critically depends on
condensation conditions such as total pressure, temperature, and H or O
partial pressures. Hydrogen-rich atmospheres lower the condensation
rate and lead preferentially to the production of smaller particles
with curved structures (70). The resulting materials [for
example soot or C black particles, glassy C, or hydrogenated amorphous
C films (a-C:H films)] cover a wide range of properties exhibiting
different densities, band gap energies, and chemical reactivity
(71). Therefore, we expect that C grains, forming in the
outflows of C-rich AGB stars, cover a wide variety of structures. This
is in agreement with astromical observations that point to the
formation of noncrystalline C grains with different H contents
(48).
Fig. 3.
Two typical structures of C particles taken
with a high-resolution transmission electron microscope. (A)
Carbon particle with randomly oriented basic structural units.
(B) Onion-type C particle with several condensation seeds.
[View Larger Version of this Image (141K GIF file)]
The astronomically relevant spectral characteristics of C particles in
the UV and optical range are dominated by two strong electronic
transitions. In general, - * interband transitions are
centered around 80 nm, whereas - * transitions
(present only in graphitic material) are located in a wavelength
interval from about 180 to 270 nm. Carbon nanoparticles have a strong
tendency to form agglomerates and even to coalesce. This behavior is
expected to influence their optical properties, especially at
far-infrared (FIR) wavelengths (72).
The UV bump at 217.5 nm is the strongest IS extinction feature at
optical and UV wavelengths. This feature has been associated with solid
C materials or a carbonaceous molecular aggregate, but the precise
structure of the carrier is still debated. The main observational
constraints concerning the IS UV feature are (46)
(i) the remarkable constancy of its peak position at 4.60 µm 1 (variations 1%); (ii) the variation of the peak
width around a mean value of 1.0 µm 1 (variations
25%); (iii) the lack of correlation between the variations in
peak position and width (except for the widest bumps, for which a
systematic shift to larger peak wavenumbers is observed in lines of
sight passing through dense molecular clouds); (iv) the strength of the
feature that requires that an abundant element be part of the carrier
material (C, Mg, Si, and Fe); and (v) the fact that no scattering is
observed and the feature seems to be produced by pure absorption (Fig.
4).
Small graphite particles were originally proposed to be the band
carrier (46, 75). The graphite hypothesis has now
been questioned because of its shortcomings, which include the
fine-tuning of optical constants and of the particles' size and shape
to fit the feature. Furthermore, all models with variations in shape or
coating produce correlations between width and peak position, which are
not observed.
Theoretical and experimental studies (71,
74, 76) demonstrate the close relation between the optical properties of carbonaceous grains and their internal structure on length scales ranging from the atomic hybridization state
up to the coagulation of nanometer-sized particles. For example, a
systematic broadening of the - * absorption feature of
isolated nanoparticles is correlated with an increased clustering.
Small changes in the degree of clustering affect the feature width more
strongly than the peak position, which is in accordance with one of the
observational constraints. Spectra of isolated nanometer-sized C
particles, produced under approriate conditions, show a UV bump as
narrow as the IS feature at the right wavelength position (Fig. 4).
The peak position is determined by the internal structure of the
individual particles. Recent experiments have shown that the
incorporation of H induces a variation in the peak position (70, 74, 77). On the one hand, H
incorporation may be related to smaller crystallite sizes in C grains
with disorderly arranged graphitic units. On the other hand, onion-like
structures consisting of concentric graphitic units are formed in
H-rich atmospheres and have been proposed to be the carrier of the UV
bump (78). Another suggestion for the carrier is a
naphthalene-based molecular aggregate with an aromatic-double ring
structure (79), which would establish a connection between
the UV bump carrier and PAHs.
The spectra of C-rich (and H-rich) AGB stars (the main producers
of carbonaceous stardust) show a very weak or no UV bump. These
observations imply that the actual band carrier is not present in these
environments, and that the carbonaceous solids thought to be produced
by C-rich AGB stars must be different from the carriers of the IS
extinction bump that are processed by UV irradiation, cosmic rays, and
shocks during their residence time of some 107 years in the
diffuse ISM. However, subjecting small HAC grains to kiloelectron volt
He or Ne ions (80) leads to a destruction of
well-ordered aromatic structures and a weakening of the
- * transition. On the other hand, extended
irradiation with energetic ions can lead to the production of
onion-like particles independent of the precursor material
(81). As noted above, C onions were proposed to be the
carrier of the IS UV feature, although no good laboratory UV spectrum
of isolated pure C onions exists. UV irradiation (82) of
hydrogenated C grains, indeed, activates a UV bump close to the
position of the IS feature.
Conclusion
Carbon in its various forms and structures plays a major role in
the evolution of the ISM (Table 5). The
widespread distribution of complex organics in the ISM has profound
implications for our understanding of the chemical complexity of the
ISM, the evolution of prebiotic molecules, and its impact on the origin and the evolution of life on early Earth through the exogenous delivery
(by cometary encounters and meteoritic bombardments) of prebiotic
organics (83). Recent studies of the properties of C
materials have generated a wealth of information and have led to the
discovery of new forms of C and the development of new techniques in
molecular physics.
Table 5.
Synopsis of C in
space.
|
| Location |
Atoms and Molecules |
Solids
|
|
| Carbon-rich circumstellar
envelopes around red giants and AGB stars |
CO,
C2H2, complex hydrocarbons, gas-phase PAHs
|
Non-graphitic C with no pronounced - *
transition, silicon carbide |
| Diffuse ISM |
C+, simple
diatomic molecules, gas-phase PAHs and C chains |
Graphitic material
with strong - * transition, carbonaceous solids with
aliphatic hydrocarbons |
| Dense ISM |
CO, complex
hydrocarbons |
Carbon-containing ices (CO, CO2,
CH3OH), coagulated carbonaceous grains |
| IS material in
primitive meteorites |
PAHs |
Carbides, graphitic grains, poorly
graphitized C, C onions, nanodiamonds |
|
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We acknowledge the support of the German-American Academic
Council through the German-American Research Networking Program.
Research on many of the topics covered in this review has been
supported by grants from NASA (Office of Space Science, Astrophysics
program) to F.S. and by grants from the Deutsche Forschungsgemeinschaft
and the Max Planck Society to T.H.
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