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Science 16 January 1998: Vol. 279. no. 5349, pp. 393 - 396 DOI: 10.1126/science.279.5349.393
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Reports
Characterization of an Avian Influenza A (H5N1) Virus Isolated from a Child with a Fatal Respiratory Illness
Kanta Subbarao,
*
Alexander Klimov,
Jacqueline Katz,
Helen Regnery,
Wilina Lim,
Henrietta Hall,
Michael Perdue,
David Swayne,
Catherine Bender,
Jing Huang,
Mark Hemphill,
Thomas Rowe,
Michael Shaw,
Xiyan Xu,
Keiji Fukuda,
Nancy Cox
An avian H5N1 influenza A virus (A/Hong
Kong/156/97) was isolated from a tracheal aspirate obtained from
a 3-year-old child in Hong Kong with a fatal illness consistent with
influenza. Serologic analysis indicated the presence of an H5
hemagglutinin. All eight RNA segments were derived from an avian
influenza A virus. The hemagglutinin contained multiple basic amino
acids adjacent to the cleavage site, a feature characteristic of highly
pathogenic avian influenza A viruses. The virus caused 87.5 to 100 percent mortality in experimentally inoculated White Plymouth Rock and White Leghorn chickens. These results may have implications for global
influenza surveillance and planning for pandemic influenza.
K. Subbarao, A. Klimov, J. Katz, H. Regnery, H. Hall, C. Bender,
J. Huang, M. Hemphill, T. Rowe, M. Shaw, X. Xu, K. Fukuda, N. Cox,
Influenza Branch, Centers for Disease Control and Prevention, Atlanta,
GA 30333, USA.
W. Lim, Government Virus Unit, Queen Mary Hospital, Hong Kong, China.
M. Perdue and D. Swayne, Southeast Poultry Research Laboratory,
Agriculture Research Service, U.S. Department of Agriculture,
Athens, GA 30605, USA.
*
To whom correspondence should be addressed.
The introduction and
subsequent spread in the human population of influenza A viruses with a
novel hemagglutinin (HA) or a novel HA and neuraminidase (NA) subtype
results from a sudden and major change in virus antigenicity, which is
referred to as an antigenic shift. Lack of protective immunity in the
human population against the new HA and NA proteins can result in rapid
global spread of the virus, leading to widespread morbidity and
mortality. Pandemic strains contain new HA or NA genes derived from
animal influenza A viruses. Influenza A viruses of 15 recognized HA
subtypes and 9 NA subtypes are known to circulate in birds and other
animals, creating a reservoir of influenza A virus genes available for genetic reassortment with circulating human strains of influenza virus.
However, on the basis of seroarchaeology and virus isolation since
1933, only viruses of the H1, H2, and H3 subtypes are known to infect
and cause disease in humans (1).
In general, avian influenza A viruses, including those that are highly
pathogenic in birds, do not appear to replicate efficiently or cause
disease in humans. The only reported natural infections of humans by
avian viruses are two cases of conjunctivitis associated with avian H7
viruses, one of which was an infection with a seal virus of avian
origin (2). Serosurveys of farm workers in southern China by
single radial hemolysis revealed a seroprevalence ranging from 1 to
38% for avian viruses of the H4 through H13 subtypes, including 7%
seroprevalence for H5 viruses (3). In contrast, there were
no documented infections in U.S. poultry workers exposed to strains of
avian (H5) influenza A viruses that were highly pathogenic in poultry
(4).
On 9 May 1997, a previously healthy 3-year-old boy, who was a resident
of Hong Kong, developed a sore throat, dry cough, and fever. He was
diagnosed with pharyngitis and prescribed antibiotics and aspirin. The
child continued to be symptomatic and febrile and was hospitalized on
15 May. Upon admission, he was noted to be febrile (axillary
temperature above 39°C) and irritable. His laboratory tests were most
remarkable for leukopenia (2000 white blood cells per cubic
millimeter). His chest x-ray was within normal limits. The next day, he
was transferred to another hospital, where he developed progressive
respiratory distress associated with hypoxemia, consistent with acute
respiratory distress syndrome. He also became increasingly
unresponsive. Computerized tomography of the head was unremarkable, and
examination of his cerebrospinal fluid was not suggestive of an
inflammatory process. Despite mechanical ventilation and broad
antibiotic coverage, the child died on 21 May with several
complications, including respiratory failure, renal failure, and
disseminated intravascular coagulopathy. Postmortem liver and kidney
biopsies showed evidence of microvascular fatty infiltration consistent
with Reye's syndrome, which is a recognized complication of influenza.
A tracheal aspirate specimen was obtained on day 10 of illness
and was cultured for respiratory viruses. A cytopathic effect was noted
in mammalian Madin Darby canine kidney (MDCK) cells and rhesus monkey
kidney (LLC-MK2) cells 2 and 3 days after inoculation, respectively. The isolate, designated A/Hong Kong/156/97, was typed as
an influenza A virus by means of monoclonal antibodies to viral
nucleoprotein in an immunofluorescence test, and it did not stain with
monoclonal antibodies to respiratory syncytial virus and parainfluenza
viruses 1, 2, and 3 (5). Additionally, bacterial and fungal
cultures of the tracheal secretions did not yield pathogenic organisms.
The influenza A virus isolate was not inhibited by sheep hyperimmune
antisera to H1 and H3 influenza viruses included in the World Health
Organization's Influenza Reagent Kit. Confirmation of the initial
identification of the isolate as influenza A was obtained by
immunoperoxidase staining of infected MDCK monolayers with influenza
virus-specific monoclonal antibodies (5, 6). A
hemagglutination-inhibition (HI) test with a panel of antisera to
different subtypes of influenza A virus gave a reaction (HI titer 1280)
only with the A/Tern/South Africa/61 (H5N3) antiserum,
providing an identification of the HA as H5 (7).
Because the antiviral drugs amantadine and rimantadine can be used for
prophylaxis and treatment of influenza A virus infections, it was of
interest to establish the antiviral sensitivity of this virus. Results
of an in vitro assay revealed that the virus was sensitive to
amantadine (5).
Amplification of the HA and NA genes by polymerase chain reaction
(PCR), from RNA extracted from the MDCK cell isolate, confirmed the HA
subtype as H5 and identified the NA subtype as N1 (5). Nucleotide sequence analysis of the HA gene (Fig.
1) revealed multiple basic amino acids at
the cleavage site between the HA1 and HA2 domains, a feature
(8) that is associated with highly pathogenic H5 avian
viruses and can be part of a motif (Arg-Lys-Lys-Arg) (9). In
addition, there are three basic amino acids in the four-amino-acid
insertion (Arg-Gln-Arg-Arg) adjacent to the cleavage site. Phylogenetic
analysis (Fig. 2) shows that there are
two lineages of H5 HA genes: the Eurasian and North American
(10). The A/Hong Kong/156/97 virus lies in the Eurasian
lineage. In addition to the sequence motif adjacent to the cleavage
site, other features of the HA associated with virulence, such as
glycosylation sites (11), were conserved in the A/Hong
Kong/156/97 virus. The residues of the H5 receptor binding site
described by Garcia et al. are conserved in the A/Hong
Kong/156/97 virus as well (12).
Fig. 1.
Alignment and comparison of
complete HA coding sequence for the A/Hong
Kong/156/97 virus isolate. Dashes under the sequence adjacent to
the cleavage site indicate the positions of the insertions relative to
the reference strain A/Turkey/England/91. The
boxed amino acids indicate potential glycosylation sites. Underlined, bold peptides describe the location of the receptor binding site (12). The nucleotide sequence has been deposited in
GenBank (accession number AF036356).
[View Larger Version of this Image (32K GIF file)]
Fig. 2.
Phylogenetic relationship of the HA1 domain of
the hemagglutinin gene of representative avian H5 viruses and the H5
virus isolated from a human (A/Hong Kong/156/97,
boxed). The tree is rooted in A/Chick/Scotland/59
(H5N1) as an outgroup. This is a neighbor-joining analysis determined
by PHYLIP.
[View Larger Version of this Image (23K GIF file)]
Sequence analysis of the NA gene of the A/Hong Kong/156/97 virus
determined that the NA was of the N1 subtype, related most closely to
the NA gene of the A/Parrot/Ulster/73 (H7N1) virus (Table
1). The stalk region, which extends from
the viral membrane up to amino acid 85, had a 19-amino-acid deletion
when aligned with other available N1 NA gene sequences. Large block
deletions of 33 to 48 nucleotides have been described in the stalk
region of N1 NA genes in several N1 subtype strains isolated between 1933 and 1957 (13). The residues corresponding to those
identified by Colman et al. (14) surrounding the
sialic acid binding site of the N2 NA (with the exception of
121Ile, which is seen in all N1 NA genes) are conserved in
the A/Hong Kong/156/97 virus.
Table 1.
Molecular analysis of the gene segments of the
A/Hong Kong/156/97 virus. Nucleotide sequences
were compared, and identity was determined by FASTA (Wisconsin
Package, version 9.0) searches of GenBank and European Molecular
Biology Laboratory (EMBL) databases as of August and June 1997, respectively. The nucleotide sequences have been deposited in GenBank
(accession numbers AF036356 through AF036363).
|
| Gene segment |
Region
amplified |
Region sequenced |
Viruses with greatest degrees of
identity |
Identity
(%) |
|
| PB2 |
8-2337 |
61-2310 |
A/Budgerigar/Hokkaido/1/77
(H4N6) |
90.1 |
| PB1 |
10-2340 |
32-2291 |
A/Singapore/1/57
(H2N2) |
90.6 |
| PA |
1-2200 |
31-1754 and
1974-2179 |
A/Duck/Hokkaido/8/80
(H3N8) |
91.0 |
| HA |
1-1773 |
21-1743 |
A/Turkey/England/91
(H5N1) |
93.5 |
| NP |
7-1561 |
21-1542 |
A/Mallard/Astrakhan/244/82
(H14N6) |
93.6 |
| NA |
1-1400 |
29-1391 |
A/Parrot/Ulster/73
(H7N1) |
91.1 |
| M |
775-1027 |
796-1001 |
A/Turkey/Minnesota/833/80
(H1N1) |
98.5 |
| NS |
1-890 |
27-860 |
A/Duck/Hong
Kong/717/79 (H1N3) |
93.7 |
|
Nucleotide sequence and phylogenetic analysis determined that
genes encoding all internal and nonstructural proteins were most
closely related to known genes of avian origin (Table 1). The
similarity of the A/Hong Kong/156/97 PB1 gene to the corresponding gene
of human A/Singapore/1/57 (H2N2) virus can be explained by the
suggestion that, in 1957, this gene was transmitted to human influenza
viruses from avian species (15). The highest percent identities of the PB2, PA, NP, M, and NS genes of A/Hong Kong/156/97 to
human influenza virus genes were 83.3, 83.6, 85.4, 91.2, and 89.3%,
respectively, 3.1 to 9.9% lower than the percent identity with avian
viruses listed in Table 1. Therefore, all gene segments of the A/Hong
Kong/156/97 virus appeared to be avian in origin with no evidence of
genetic reassortment with recent human influenza A virus genes.
To determine whether the A/Hong Kong/156/97 virus isolated in
MDCK cells retained pathogenicity for avian species, we
inoculated the virus by intravenous and intranasal routes into 16 3-week-old White Plymouth Rock chickens (Gallus domesticus)
and by combined intranasal and intratracheal routes into six adult
female White Leghorn chickens. The virus killed all eight chickens
inoculated intravenously within 3 days; all of the chickens inoculated
intranasally or by combined routes died within 9 days, except one
intranasally inoculated White Plymouth Rock chicken, which survived.
The chickens that died had lesions consistent with highly pathogenic
avian influenza (fowl plague) and included necrosis of the combs and subcutaneous hemorrhages of the legs, thoracic wall, fat pads, proventriculus, and serosa of the heart. Most chickens had moderate to
severe diffuse interstitial pneumonia with demonstration of influenza
viral antigen in blood vessel and air capillary endothelium and
macrophages. The virus also replicated in other tissues, as indicated
by the presence of viral antigen in neurons, cardiac myocytes, and
blood capillary endothelial cells. The A/Hong Kong/156/97 virus
remained highly pathogenic for birds after replication in mammalian
cells.
To rule out laboratory contamination as a source of the isolate,
we confirmed that the H5N1 virus could be identified directly in the
tracheal aspirate obtained from the patient. The MDCK cells and
embryonated eggs re-inoculated with the original clinical material
yielded only an H5 virus. In addition, successful PCR amplification of
the HA gene from RNA extracted from the clinical material was achieved
with only H5 HA-specific primers and not with H1, H3, or B HA-specific
primers (Fig. 3). The nucleotide sequences of the coding regions of the HA and NA genes amplified from
RNA extracted from the clinical material were identical to the
sequences determined for the virus isolated in MDCK cells (5). Cells from the clinical material were stained by
immunofluorescence with monoclonal antibodies against the H5 HA and
influenza A NP but not with monoclonal antibody against the H3 HA and a
pool of influenza B-specific monoclonal antibodies (Fig.
4). Paired sera from the patient were not
available; however, a single serum specimen collected on day 10 of
illness did not react with the isolate in an HI test.
Fig. 3.
Amplification of influenza HA gene
from RNA extracted directly from the tracheal aspirate obtained from
the patient. Lanes 1 and 14 contain a DNA ladder, with fragment sizes
indicated along the left edge of the gel. RNA was extracted by means of
the Qiagen (Valencia, California) RNeasy kit from the clinical
material (lanes labeled HK/156/97: 4, 7, 10, 13), from known H1
(lane 2), H3 (lane 5), and H5 (lane 8) influenza A viruses, influenza B
virus (lane 11), and water controls (lanes labeled : 3, 6, 9, 12);
reverse transcriptase reactions were carried out using 5 µl of RNA
and 25 units of avian myeloblastosis virus reverse transcriptase in a
25-µl reaction. PCR was carried out using H1 (lanes 2 to 4), H3
(lanes 5 to 7), H5 (lanes 8 to 10), and B (lanes 11 to 13) HA-specific
primers (PP, primer pairs); the expected product sizes are 1104, 785, 1110, and 1104 base pairs, respectively. PCR cycling conditions
included denaturation at 94°C for 7 min, annealing for 2 min at
50°C, and extension for 3 min at 72°C, followed by 29 cycles of
denaturation at 94°C for 1 min, annealing for 2 min at 50°C,
extension for 3 min at 72°C, and an additional extension of 7 min at
72°C.
[View Larger Version of this Image (68K GIF file)]
Fig. 4.
Immunofluorescence staining of cells from the
tracheal aspirate obtained from the patient. Acetone-fixed cells were
incubated with influenza virus-specific monoclonal antibodies followed
by fluorescein isothiocyanate-conjugated goat antibodies to
mouse immunoglobulin G. The influenza virus-specific monoclonal
antibodies used were (A) a pool of two antibodies raised
against the H5 HA of
A/chicken/Pennsylvania/1370/83,
(B) an antibody that is broadly cross-reactive with the HA
of human H3N2 viruses, (C) a pool of two antibodies
specific for the NP of influenza A viruses, and (D)
antibody specific for influenza B viruses.
[View Larger Version of this Image (92K GIF file)]
Although a clear epidemiologic link was not established between
the infected child and infected poultry, there were three outbreaks of
influenza in poultry on farms in Hong Kong between late March and early
May 1997. Two viruses from one of these outbreaks were H5N1 viruses.
Additionally, there were a few sick chickens at the child's preschool,
but there is no evidence that the chickens were infected with avian
influenza or that the child was in close contact with them.
The HA is the main determinant of the host range of influenza A
viruses, a phenotype conferred by its specificity for receptor recognition and binding. All key amino acid residues believed to be
associated with the specificity of receptor binding of H5 HA
(12) were conserved in the A/Hong Kong/156/97 virus.
Identification of the specific linkages ( 2,6 or 2,3 Gal) that can
be bound by the A/Hong Kong/156/97 virus and knowledge of the
distribution of receptors bearing these linkages in the human
respiratory tract may help explain why this avian H5 virus infected
this child.
In addition to its role as a determinant of host range, the HA
gene is important in determining the virulence of avian influenza A
viruses for poultry (16). All human influenza virus HA genes characterized to date, including the 1918 viruses (17), have a single, basic Arg residue at the cleavage site between HA1 and HA2.
An insertion similar to the basic amino acid insertion adjacent to the
cleavage site in the HA gene of the A/Hong Kong/156/97 virus has been
found in several highly pathogenic avian H5 viruses. Basic amino acids
adjacent to the cleavage site allow proteases other than trypsin-like
proteases to cleave the HA into HA1 and HA2 domains. This event would
enable the virus to spread systemically by altering the tissue range of
these viruses from the respiratory and alimentary tract to other sites,
such as the brain, heart, and blood vessels (18). It has
been suggested that the acquisition of a ubiquitously cleavable avian
HA by a human influenza A virus could make a virus lethal
(16). It remains to be shown whether gene segments other
than the HA may also have contributed to the ability of the virus to
infect a human.
A pandemic of influenza could begin with isolated cases, in which
avian or swine influenza viruses adapt to human hosts or, over time,
genetically reassort with circulating human influenza A viruses, or it
could begin as a rapid and explosive spread of a pandemic virus derived
from a reassortment event in an intermediate host. Increased
surveillance efforts have been initiated to identify other cases of
illness associated with influenza A (H5N1) viruses. In addition,
serosurveys are under way in an effort to identify asymptomatic or mild
clinical infections in the region and substantiate the previous report
of seroprevalence to H5 viruses (3). These studies may
determine whether H5 viruses similar to A/Hong Kong/156/97 are
circulating in the human population and if the isolation of the A/Hong
Kong/156/97 virus is the first step in the recognition of an influenza
A virus with pandemic potential or whether this case is simply an
isolated event.
Note added in proof: Since the submission of this report,
there have been 12 additional confirmed human cases of influenza A
(H5N1) infections in Hong Kong, including three fatalities. Sequence
analysis of the genes of six of the isolates revealed that all of the
genes are of avian origin and are closely related to each other. The HA
gene codes for a multiple basic amino acid insertion upstream of the
cleavage site, associated with highly pathogenic avian influenza
viruses and identical to that seen in the A/Hong Kong/156/97 virus.
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We gratefully acknowledge the contributions of
K. Shu-wing, J. Chan, and the doctors and nurses of Queen
Elizabeth Hospital, Hong Kong; P. Lo and the doctors at the Baptist
Hospital, Hong Kong; M. F. C. Chan, P. T. Saw, K. H. Mak, and
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Chinese University of Hong Kong; K. F. Shortridge of the
University of Hong Kong; K. Liu of the Department of Agriculture and
Fisheries, Hong Kong; D. Suarez of the Southeast Poultry Research
Laboratory, Athens, GA; and H. Izurieta, C. Dentinger, T. Voss, G. Perez-Oronoz, J. Love, W. Gamble, and I. Baker of the Centers for
Disease Control and Prevention, Atlanta, GA. We thank R. G. Webster of St. Jude Children's Research Hospital, Memphis, TN, for
sharing oligonucleotide primers for and monoclonal antibodies against
the H5 HA, and E. Claas and A. Osterhaus of Erasmus University,
Rotterdam, Netherlands, for sharing primer sequences.
26 September 1997; accepted 9 December
1997
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- Existing antivirals are effective against influenza viruses with genes from the 1918 pandemic virus.
- T. M. Tumpey, A. Garcia-Sastre, A. Mikulasova, J. K. Taubenberger, D. E. Swayne, P. Palese, and C. F. Basler (2002)
PNAS
99, 13849-13854
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- Emergence of multiple genotypes of H5N1 avian influenza viruses in Hong Kong SAR.
- Y. Guan, J. S. M. Peiris, A. S. Lipatov, T. M. Ellis, K. C. Dyrting, S. Krauss, L. J. Zhang, R. G. Webster, and K. F. Shortridge (2002)
PNAS
99, 8950-8955
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- Evaluation of the Subtype Specificity of Monoclonal Antibodies Raised against H1 and H3 Subtypes of Human Influenza A Virus Hemagglutinins.
- E. Vareckova, N. Cox, and A. Klimov (2002)
J. Clin. Microbiol.
40, 2220-2223
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- Characterization of a Highly Pathogenic H5N1 Avian Influenza A Virus Isolated from Duck Meat.
- T. M. Tumpey, D. L. Suarez, L. E. L. Perkins, D. A. Senne, J.-g. Lee, Y.-J. Lee, I.-P. Mo, H.-W. Sung, and D. E. Swayne (2002)
J. Virol.
76, 6344-6355
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- Pathogenesis of Avian Influenza A (H5N1) Viruses in Ferrets.
- L. A. Zitzow, T. Rowe, T. Morken, W.-J. Shieh, S. Zaki, and J. M. Katz (2002)
J. Virol.
76, 4420-4429
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- H3N2 influenza viruses from domestic chickens in Italy: an increasing role for chickens in the ecology of influenza?.
- L. Campitelli, C. Fabiani, S. Puzelli, A. Fioretti, E. Foni, A. De Marco, S. Krauss, R. G. Webster, and I. Donatelli (2002)
J. Gen. Virol.
83, 413-420
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- Molecular Evolution of H6 Influenza Viruses from Poultry in Southeastern China: Prevalence of H6N1 Influenza Viruses Possessing Seven A/Hong Kong/156/97 (H5N1)-Like Genes in Poultry.
- P. S. Chin, E. Hoffmann, R. Webby, R. G. Webster, Y. Guan, M. Peiris, and K. F. Shortridge (2002)
J. Virol.
76, 507-516
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- Characterization of H5N1 Influenza Viruses That Continue To Circulate in Geese in Southeastern China.
- R. G. Webster, Y. Guan, M. Peiris, D. Walker, S. Krauss, N. N. Zhou, E. A. Govorkova, T. M. Ellis, K. C. Dyrting, T. Sit, et al. (2002)
J. Virol.
76, 118-126
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- Combined PCR-Heteroduplex Mobility Assay for Detection and Differentiation of Influenza A Viruses from Different Animal Species.
- J. S. Ellis and M. C. Zambon (2001)
J. Clin. Microbiol.
39, 4097-4102
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- Cocirculation of Avian H9N2 and Contemporary ""Human"" H3N2 Influenza A Viruses in Pigs in Southeastern China: Potential for Genetic Reassortment?.
- J. S. M. Peiris, Y. Guan, D. Markwell, P. Ghose, R. G. Webster, and K. F. Shortridge (2001)
J. Virol.
75, 9679-9686
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- Comparison of Efficacies of RWJ-270201, Zanamivir, and Oseltamivir against H5N1, H9N2, and Other Avian Influenza Viruses.
- E. A. Govorkova, I. A. Leneva, O. G. Goloubeva, K. Bush, and R. G. Webster (2001)
Antimicrob. Agents Chemother.
45, 2723-2732
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- X-ray structures of H5 avian and H9 swine influenza virus hemagglutinins bound to avian and human receptor analogs.
- Y. Ha, D. J. Stevens, J. J. Skehel, and D. C. Wiley (2001)
PNAS
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- Molecular Basis for High Virulence of Hong Kong H5N1 Influenza A Viruses.
- M. Hatta, P. Gao, P. Halfmann, and Y. Kawaoka (2001)
Science
293, 1840-1842
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- Recombination in the Hemagglutinin Gene of the 1918 ""Spanish Flu"".
- M. J. Gibbs, J. S. Armstrong, and A. J. Gibbs (2001)
Science
293, 1842-1845
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