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Science 6 June 1997: Vol. 276. no. 5318, pp. 1575 - 1576 DOI: 10.1126/science.276.5318.1575
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Technical Comments
Dating the Ngandong Humans
Efforts to date the Ngandong human remains are
critical to regional and global aspects of human evolution, especially
with regard to the current debate over the emergence of modern human morphologies and their relevance, if any, to the Pleistocene and recent
skeletal forms of Australian aborigines. We see, however, problems with
the recent report by Carl C. Swisher et al. (1).
We consider the Solo high terrace to represent a melange of materials
reworked from different levels, sites, and ages. The human remains,
despite their glossy exterior caused by repeated casting, are dark
brown and black, dense, and ceramic-like in texture--in contrast to the
museum and in situ faunal remains which are generally grey with bluish
manganese staining, with a crumbly texture (2). It is
therefore likely that the human and faunal remains originally
fossilized in different environments.
The faunal elements were analyzed by U-series and electron spin
resonance (ESR) dating. U-series dating is based on the measurement of
the parent U isotopes and the daughter Th and on the assumption that
the material does not contain any initial Th. ESR age estimations are
derived from the determination of all possible radioactive sources and
the estimation of ESR response to laboratory irradiation (3). A major problem for both techniques is that modern
teeth do not contain any U, while fossil teeth may contain considerable amounts. The Javan specimens have high concentrations. It is not known,
however, how U migrates into teeth. The general assumption is that the
correct age of a specimen normally lies between the estimates of two
hypothetical models, early (rapidly within a short time interval)
uptake (EU) and linear (continuous) uptake (LU). The combination of ESR
and U-series dating allows the simulation of U uptake (4),
but requires that the apparent U-series age is younger than the ESR
age.
The ESR age calculations in the report by Swisher et al.
(1) are not accompanied by the most basic analytical values,
so they cannot be assessed. The unknown U uptake is accounted for by
the calculation of EU and LU ages. The most evident problem lies in the
fact that the U-series results are older than the ESR ages. This is
explained in the report by U leaching. Nearly all detailed studies of
bones and teeth have shown that the predominant process of U migration
is from the environment into the biological material. Leaching does
occur, but usually to a minor extent with respect to the total U
concentration and only at the surface. The general behavior of U
migration affects both ESR and U-series results.
In order to test the leaching hypothesis, experiments were
carried (1) out on enamel samples from which some surface
layer was removed. The interior parts were found to be apparently
younger than the outer parts. The same results can be readily
explained, however, by U diffusion into the tooth. Uranium arrives at
the surface first and progresses slowly, deeper into the enamel. This leads to higher U concentrations as well as apparently older U-series ages at the surface. The same process applies to dentine but, because
of higher U mobility through dentine, these ages tend to be older. If
the U-series data of dentine sample 94NG-T2, containing 131 ppm of U,
result from leaching that happened yesterday, about 120 ppm must have
been lost. If there was some delay in the original U uptake or the
leaching started further back in time (or it was a continuous process,
or both), then the amount of leached U must have been considerably
higher. Uranium leaching on such a scale seems unlikely. Furthermore,
any such leaching would lead to ESR age estimates younger than the
EU-determined age of about 27,000 years. In spite of the postulated
leaching process in both dentine and enamel, LU age results are
presented in the report (1) as if they were meaningful. Thus
the ESR results are likely to be erroneous.
Our concern that the faunal elements found at the site are not
necessarily of the same age as the hominid remains is supported by the
gamma spectrometric results on the hominids [unpublished results that
are discussed in a Research News article by Ann Gibbons (13 Dec., p.
1841)], which are considerably older than the values reported here and
elsewhere (5) on the faunal material.
Recently, Swisher and Curtis and their colleagues described the Javan
lineage leading to Ngandong as Pithecanthropus
(6) rather than Homo. Perhaps they will soon
modernize their species taxonomy as well, from erectus to
sapiens.
Ngandong morphology relates in detailed features and patterns to the
earliest Australians and their living descendants (7, 8),
and they represent the only known later Pleistocene morphology from
Indonesia. Even if the Ngandong humans proved to be only 27,000 years
old, they might not have Indonesian descendants, but they must have
ancestors who would still be excellent candidates for the migrations
from Southeast Asia that formed the basis of the earliest Australian
population. If other, more gracile or modern-looking people followed
and mixed with them (8), then they all must have been the
same biological species, that is, Homo sapiens.
In Java, apart from continued efforts to solve its human chronology,
what is needed is less taxonomy and more comparative anatomy, one that
reflects the great variability in the living as well as past human
populations of the region.
Rainer Grün Alan Thorne
Research School of Pacific and Asian Studies,
Australian National University, Canberra ACT 0200 Australia
REFERENCES
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C. C. Swisher III,
et al.,
Science
274,
1870
(1996)
[Abstract/Full Text].
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A. G. Thorne, personal field and museum
observations.
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M. Ikeya, New Applications of Electron Spin Resonance:
Dating, Dosimetry and Microscopy (World Scientific, London,
1996).
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R. Grün, H. P. Schwarcz, J. M. Chadam, Nucl.
Tracks 14, 237 (1988).
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G. J. Bartstra,
S. Soegondho,
A. van der Wijk,
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17,
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(1988)
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C. C. Swisher III,
et al.,
Science
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F. Weidenreich, Apes, Giants and Man (Univ. of
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A. G. Thorne, Indonesia: Australian Perspectives,
J. J. Fox, R. G. Garnaut, P. I. McCawley, J. A. C. Mackie, Eds.
(Research School of Pacific Studies, Canberra, Australia, 1980).
7 January 1997; accepted 30 April
1997
Response: With regard to the fossils
from the Solo High Terrace at Ngandong, Java--the available published
evidence based on similarities of bone chemistry [references 19 to 21 in (1)], the internal consistency of published U-series and
ESR dates (as well as dates from Sambungmacan and Jigar)
[(1), and references therein], the recognition of a
"Ngandong Fauna" that is unique in time between older and younger
Javanese faunas (2), and our observations on the
preservation of the hominid and nonhominid fossils in the laboratory
and in the field (1) indicate that these hominid and
nonhominid fossils represent a single fauna. Bartstra et al.
conclude [(3), p. 330]:
Eye witnesses of the
original [1930s] excavations have never doubted that the Ngandong
[hominid] skulls were contemporaneous with the excavated fauna. They
all maintain that the state of preservation of the [hominid] skulls
were comparable to that of the associated faunal remains, and that the
distribution of the skulls over the terrace area leaves no doubt as to
an in situ position (for example, von Koenigswald, 1951).
In our study (1), we concur with the conclusions of
Bartstra et al. (3) and agree that a mechanism of
selectively reworking and concentrating 15 hominids of one age into a
site the size of Ngandong, without reworking
older faunal elements as well, is taphonomically difficult to explain
color variations, as well as variations in the apparent hardness of
some of the hominid and nonhominid fossils from Ngandong, are
acknowledged, but we disagree that these variations are unique to
either the hominid or the nonhominid faunal elements, nor do these
features provide any information concerning the relative age of the
fossils. We know of no published evidence that indicates that the
Ngandong hominids and nonhominid fauna are of different age.
Our study (1) was designed to determine which model of
uranium uptake or loss in teeth could be correct, given the data at
hand. Grün and Thorne account for our observation of apparently older ages in the outer layers of the enamel as an expected result of
gradual inward diffusion of U into the enamel, while the older ages for
dentine are seen as a result of the higher mobility of U in it. But
Grün and Thorne are describing a model (of either early or
continuous uptake) which must always result in U-series ages that (as
they themselves note) are younger than ESR ages of the associated
enamel. This problem has prompted us to invoke a less conventional, but
not entirely novel suggestion of late U loss. This model has in fact
been used previously by Bahain et al. (4) to
account for U-series ages older than LU ESR ages. The model of
Grün and Thorne would also be expected to lead to inward-decreasing gradients of U concentration in tooth enamel. Our
analyses of stripped teeth suggest that this was the case for one of
our samples, but not the other two. Such gradients would not be a
requirement of our model, although they are permitted (as long as this
gradient was developed earlier in the burial history of the tooth and
before surficial loss of U).
Grün and Thorne conclude that our ESR results are probably
erroneous. The ESR dates presented in our report however, are remarkably homogeneous: EU ages, for example, agree to within about
7%, including ages from samples whose U concentration varies by a
factor of 30 (from 0.5 to 15.9 ppm). Thus, it is likely that all the
samples were deposited over a short time interval whose exact
chronology depends on the U uptake history. Previous studies of the
deposits and fossils at Ngandong have also proposed a late Pleistocene
age for the site on the basis of less comprehensive data than that
presented in our report.
Our results are basically in agreement with previously
published U-series dates on bone (3). We are, however, aware
of two unpublished gamma spectrometric dates on Ngandong and
Sambungmacan hominids mentioned in the Research News article by Ann
Gibbons. It is our understanding, that these particular dates were made 5 years ago by a less reliable methodology than we have used, and the
results of this study have not been published. We look forward to
having the opportunity to compare these results with our own.
Finally, Grün and Thorne suggest that the use of the genus
Pithecanthropus in a 1994 report by Swisher et
al. (5) somehow makes the science in our more recent
report (1) antiquated. The uses of the genera
Pithecanthropus and Meganthropus for some of the
Javanese hominids are still widely used by many Indonesians (including
our Indonesian co-authors on the 1994 paper) as well as other
anthropologists worldwide. While the names Pithecanthropus and Meganthropus were discussed in the 1994 report
(5), it stated that these names are considered by most
workers to be part of the Homo erectus hypodigm. To infer,
because of that usage, that we, in our recent paper, need to modernize
our taxonomy by referring H. erectus fossils to H. sapiens may be an opinion of Grün and Thorne, but it
contradicts the species designation of the Javanese fossils not only
from our own point of view (6), but in the opinions of our
Indonesian colleagues as well as most recent published studies of the
Javanese hominids (7).
Carl C. Swisher, III
Berkeley Geochronology Center,
Berkeley, CA 94709, USA
W. Jack Rink Henry P. Schwarcz
Department of Geology,
McMaster University,
Hamilton, Ontario L8S
4M1 Canada
Susan C. Antón
Department of Anthropology,
University of Florida,
Gainesville, FL 32611, USA
REFERENCES
-
C. C. Swisher III,
et al.,
Science
274,
1870
(1996)
[Abstract/Full Text].
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B. Theunissen, J. de Vos, P. Y. Sondaar, F. Aziz, Geol.
Soc. Amer. Spec. Pap. 242, 39 (1990), and references
therein.
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G.-J. Bartstra et al., J. Human. Evol.
17, 325 (1988).
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J.-J. Bahain,
Y. Yokoyama,
C. Falguäres,
M. N. Sarcia,
Quat. Sci. Rev.
11,
245
(1992).
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C. C. Swisher III,
et al.,
Science
263,
1118
(1994)
[Medline].
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S. C. Antón et al., in preparation.
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C. B. Stringer and
P. Andrews,
Science
239,
1263
(1988)
[Medline]; F. C. Howell, in Origins of
Anatomically Modern Humans, M. H. Nitecki and D. V. Nitecki, Eds.
(Plenum, New York, 1994), p. 253; B. Wood, Cour. Forschungsinst.
Senckenb. 69, 99 (1984); P. Rightmire, ibid.
171, 319 (1994);
D. E. Lieberman,
B. A. Wood,
P. R. Pilbeam,
J. Hum. Evol.
30,
97
(1996)
; P. Santa Luca, Yale
Univ. Pub. Anthropol., no. 78 (1980); P. Rightmire, The
Evolution of Homo erectus (Cambridge Univ. Press, New York,
1993); I. Tattersall, The Last Neanderthal (Macmillan, New
York, 1995).
20 February 1997; accepted 30 April
1997
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