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Science 20 December 1996: Vol. 274. no. 5295, pp. 2025 - 2031 DOI: 10.1126/science.274.5295.2025
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Policy Forum
Global Climate and Infectious Disease: The Cholera
Paradigm*
Rita R. Colwell
The author is in the University of Maryland Biotechnology Institute,
4321 Hartwick Road, Suite 550,College Park, MD 20740, USA.
Historically, infectious diseases have had
a profound effect on human populations, including their evolution and
cultural development. Despite significant advances in medical science, infectious diseases continue to impact human populations in many parts
of the world. Emerging diseases are considered to be those infections
that either are newly appearing in the population or are rapidly
increasing in incidence or expanding in geographic range
(1). Emergence of disease is not a simple phenomenon, mainly
because infectious diseases are dynamic. Most new infections are not
caused by truly new pathogens but are microorganisms (viruses, bacteria, fungi, protozoa, and helminths) that find a new way to enter
a susceptible host and are newly recognized because of recently
developed, sensitive techniques. Human activities drive emergence of
disease and a variety of social, economic, political, climatic,
technological, and environmental factors can shape the pattern of a
disease and influence its emergence into populations. For example,
travel affects emergence of disease (2), and human migrations have been the main source of epidemics throughout history. Trade caravans, religious pilgrimages, and military campaigns facilitated the spread of plague, smallpox, and cholera. Global travel
is a fact of modern life and, equally so, the continued evolution of
microorganisms; therefore, new infections will continue to emerge, and
known infections will change in distribution, frequency, and severity.
Reports of disease outbreaks have been more frequent during the past
few years. For example, two malaria cases were recently reported in New
York and traced to local mosquitoes. These cases demonstrate that the
potential exists for reintroduction of malaria into areas where it is
no longer endemic, such as the United States. Malaria is an old disease
with the potential of re-emerging as a new disease, especially in
association with climate change.
Tuberculosis (TB), according to the World Health Organization, is now
the world's leading killer of adults; 30 million adults are expected
to die from TB in the next 10 years. With the spread of HIV, coupled
with deterioration of conditions in many cities, not just in developing
countries, but throughout the developed world as well, and the
explosion in international travel, a resurgence of tuberculosis has
occurred in Tokyo, New York, London, and other major cities.
Eastern Europe and the former Soviet Union have been battling a
diphtheria epidemic since 1990. More than 25,000 cases have been
reported. In October 1995, a hemorrhagic fever of unknown origin swept
through Northeast Nicaragua (2, 3). The disease, leptospirosis, characterized by fever and internal bleeding, caused hospitalization of more than 500 Nicaraguans and infected more than
2000 before it was identified by experts at the U.S. Center for Disease
Control. Leptospirosis is a bacterial infection transmitted by animal
urine or excrement that seeps into food and water supplies. The disease
can be treated with antibiotics, and its spread can be curtailed by
methods similar to those used for cholera epidemics.
More than 500 cases of Dengue fever were reported in 1995 in the
Caribbean region by the Caribbean Epidemiology Center. Dengue, and the
more severe Dengue hemorraghic fever, or DHF also raged through Central
America between September and November 1995; Dengue reports sharply
increased from 23,603 to 46,532; DHF reports rose from 352 to 546. Other countries reporting cases of Dengue or DHF include Belize,
British Virgin Islands, Barbados, Dominica, Grenada, Guadeloupe,
Guiana, Jamaica, Martinique, Montserrat, Puerto Rico, St. Vincent,
Trinidad, and Tobago.
In Columbia, an apparent outbreak of mosquito-borne equine
encephalitis killed at least 26 people and forced 13,000 others to seek
treatment in September 1995. In November 1995, Labrea black fever, just
one of a half-dozen deadly and little understood viral diseases
emerging from the rain forests from Latin America began appearing.
Thus, communicable diseases are resurging. Some of the underlying
causes are obvious; namely, poverty, which continues to be a huge
problem worldwide. Without latrines or indoor plumbing, increasing
populations, especially those millions lacking food and housing, create
an environment for these diseases to flourish.
An aspect of infectious disease, receiving relatively little attention
until recently, is the environment. Malaria, currently claiming about
two million victims each year worldwide, could kill an additional
million people annually if global temperatures rise, thereby allowing
the parasite-bearing mosquito to spread into geographic areas not now
affected (4). Because most emerging disease agents are not
new but are existing pathogens of animals or humans that have been
given opportunities to infect new host populations, environmental and
social changes--especially those resulting from human activities--which
accelerate pathogen traffic need to be defined (1).
Cholera as a Paradigm
Cholera offers an excellent example of how information concerning
environmental factors permits better understanding of disease--not only
virulence, but equally important, transmission and epidemiology. The
etymology of the term "cholera" has been in dispute for many years
but may provide clues to understanding the disease. Cholera may have
been derived from the Greek words, chole (bile) and rein (flow),
meaning the flow of bile in that language (5). Other investigators suggest the name comes from the Greek word cholera, which
means gutter of a roof (6). The symptoms of cholera may have
suggested to the Greeks the heavy flow of water on roof gutters during
thunderstorms. To distinguish the general term, cholera (gutter), from
the disease cholera, the word "nousos" or sickness was added to the
latter (5).
There are descriptions of a disease resembling cholera in Sushruta
Samshita from India, written in Sanskrit 500 to 400 B.C. (7). Historical records tracing back 2000 years, in both
Greek and Sanskrit, describe diseases similar to cholera
(5). Thus, from the literature, it is clear that there was
cholera before 1817, when the records of the pandemics begin. However,
cholera existed on the Indian subcontinent for centuries before the
first European arrived, where it was described early in the 16th
century, not invading other areas until 1817. When Vasco da Gama landed on the southwestern or Malabar coast of India in 1498, as described by
Gaspar Correa, an officer of Vasco da Gama in 1503, about 20,000 men of
Calicut died of "a disease which struck them sudden-like in the
belly, so that some of them died in 8 hours" (8).
The impact of gastrointestinal illnesses, including cholera, on
military campaigns has been reviewed by Tramont and Gangarosa (9). The battles of Gallipoli, El Alamein, and other
conflicts were influenced and their outcome set by diarrhoeal disease.
The first pandemic of cholera occurred from 1817 to 1823 and was fairly
limited in scope and related to the two wars--the Oman War and the war
between Persia and Turkey. Before 1817, cholera was most probably a
sporadic, summertime illness, perhaps emerging in its violent epidemic
form in the early 19th century.
The second pandemic (1829 to 1851) is believed to have begun in Russia,
where citizens of Moscow were particularly hard hit. The pandemic
spread across the Atlantic Ocean in 1832 to the Americas, initially up
the St. Lawrence River and, ultimately, spreading to New York on 23 June 1832. At the time, New York was ripe for a cholera epidemic
because of its proximity to the ocean, that is, the rivers flanking
Manhattan Island had increased salinity and the city had a bad water
and sanitation system (5). The disease spread from New York
to Philadelphia in 2 weeks and subsequently along the coast to New
Orleans.
The second pandemic reappeared in a region of London, close to where
Dr. John Snow, physician to Queen Victoria, lived. In the summer of
1849, John Snow determined that the spread of the disease was connected
to mixing of drinking water and sewage in Broad Street, Golden Square,
and adjoining streets of London. Snow was credited with stopping the
Broad Street epidemic by recognizing that the location of deaths from
cholera was near the wells on Broad Street and urging the Board of
Guardians of St. James Parish, which owned the well and pump, to remove
the handle of the pump in September. By then, the epidemic had begun to
wane, but this action probably represents the first instance on record
of the implementation of an appropriate measure to prevent the
transmission of a waterborne disease (10). Thus, John Snow
is given credit for both stopping the epidemic and proving its
connection to drinking water. In reality, Snow never claimed that the
removal of the pump handle ended the epidemic in the area of the Broad
Street pump. Snow did understand, however, that the disease was spread more easily by contaminated water than by person-to-person contact. He
noted that the number of cholera deaths per 10,000 houses from 8 July
to 26 August 1854 was 315 for houses whose water was supplied by the
Southwark and Vauxhall Company and only 37 for houses supplied by the
Lambeth Company. His tracking of the death rate, as a function of water
supply, was an important observation in the understanding of the
epidemiology of cholera.
A third pandemic, from 1852 to 1859, was followed by the fourth (1863 to 1879), fifth (1881 to 1896), and sixth (1899 to 1923) pandemics.
From 1926 to 1960, many believed that cholera would not recur in
pandemic form because water supplies had been improved worldwide.
Indeed, many parts of the world did become free of cholera. But, nature
prevailed and the seventh pandemic began in 1961 and continues to the
present on six continents. A new biovar or biotype of Vibrio
cholerae caused the current pandemic--the El Tor biotype of
V. cholerae 01, which emerged in Celebes, Indonesia, in
1961. The disease caused by this organism is usually not as severe as
that of the classical biotype.
From the pandemics of the 19th century to the recent major epidemics in
South America and Africa, cholera left its mark on human history. In
Latin America, cholera re-emerged after a 100-year disappearance.
Cholera spread throughout parts of Africa in 1991 at a catastrophic
rate, killing more people than the epidemic in Latin America. According
to the World Health Organization, 45,159 cases and 3488 deaths in 10 African nations were reported up to 23 July 1991. By comparison, 2618 of the 251,553 reported cases in South America were fatal.
Vibrio cholerae non-01 serogroups were not known to cause
epidemics of diarrhea; they are known, however, to cause sporadic cases
and small outbreaks of diarrheas and extraintestinal infections. However, in October 1992, a dramatic event occurred. An epidemic of
cholera-like disease, caused by a V. cholerae non-01
serogroup broke out in the southern port city of Madras in southern
India. Within a few months, it arose in other southern Indian cities and reached the northeastern city of Calcutta (11). By
December 1992, there was an outbreak of cholera-like illness in the
southern coastal cities of Bangladesh, and the disease eventually
spread to the entire country (12, 13). The disease affected
thousands of people, mainly adults, and caused many deaths in the
Indian subcontinent. The causative agent was found to be a new
serogroup of V. cholerae, defined as 0139, with the synonym
Bengal, to indicate that it was first isolated from coastal areas of
the Bay of Bengal (14).
Since 1993, the serogroup V. cholerae 0139 has been
reported from India, Bangladesh, Nepal, Burma, Thailand, Malaysia,
Saudi Arabia, China, and Pakistan (14). The V. cholerae 0139 serogroup is nearly identical to V. cholerae 01 El Tor but possesses a capsule, and the capsular layer
is distinct from the lipopolysaccharide (LPS) antigen. The
V. cholerae 0139 antigen includes an O-antigen capsule and
lipopolysaccharide virulence determinants (15). Furthermore,
there is a deletion of about 22 kb of DNA from the 01 chromosome in the
rfb region and an insertion of a new 35-kb region of DNA that specifies
the 0139 LPS and capsules (16). The occurrence of epidemics
caused by V. cholerae 0139 is a significant turning point in
the history of cholera because the evidence points to this strain
arising as from genetic recombination and horizontal gene transfer, and
the acquisition of unique DNA. The 01 antigen has been the relied upon
tag for recognition of V. cholerae epidemic strains. Now a
new serotype was associated with cholera epidemics.
Seroconversion had been reported years ago (17), that is,
seroconversion between Ogawa and Inaba serotypes of the cholera vibrios
possessing specific O antigens. The 0139 strains have been shown to
belong to a distinct serogroup, defined by monoclonal antibodies and
polyclonal antisera that recognize only the 0139 strains
(18). In V. cholerae 01, the chemical basis for
the serogroup-defining antigen lies in the O side chain of LPS. The 0139 LPS differs from 01 LPS in that it has a short O side chain length
and different sugar composition (17). The evidence further suggests the V. cholerae 01 El Tor gave rise to 0139 by
acquisition of novel DNA which was inserted into, and replaced part of,
the O antigen gene cluster of the recipient strain. From the sequence of the novel DNA, two open reading frames (otn A and otn B) were detected, the products of which showed homology to proteins
involved in capsule and O antigen synthesis, respectively. The otn AB
DNA determines the distinct antigenic properties of the 0139 cell surface. The otn AB DNA was not detected in 01 strains, but was present
in two non-01 V. cholerae strains with serotypes 069 and 0141 (19).
Antigenic conversion of 01 to non-01, and the reverse, in V. cholerae has been demonstrated in the laboratory (20,
21). The co-existence of Vibrio cholerae 01 and 0139 Bengal in plankton in Bangladesh has also been demonstrated
(22).
In Bangladesh, the epidemic of V. cholerae 0139 started in
the chars, the temporary islands off the coast of the Sundarban area in
the southwestern coastal districts of Bagerhat. Most of the islands
emerge at the end of the monsoon period, and migrant fishermen arrive
in October to fish in the Bay of Bengal. The chars are in remote areas,
and communication with the mainland is limited. Thus, the 0139 V. cholerae epidemic went unnoticed until December 1992, when it was
identified in the mainland of Bagerhat; afterward it appeared in five
neighboring districts. The epidemic lasted more than 4 months, and
involved a total of 46,965 cases and 846 deaths in the six southern
districts of Bangladesh. In September 1993, 3 months after its decline
in the southern areas, the epidemic moved to the northern regions of
the country. It was reported that epidemic resurgence coincided with
the onset of seasonal outbreaks of Vibrio cholerae 01 in
Bangladesh (23).
Vibrio cholerae serogroup 0139 Bengal completely
displaced V. cholerae serogroup 01 in Calcutta in January
1993, and an epidemic of V. cholerae 0139 followed in March
to May 1993 (13). The organism first caused a large outbreak
of cholera-like illness in Madras in October 1992. Initially, cases
were clustered in a suburban area 16 km north of the city limit.
Similar strains were isolated a month later from other parts of India;
for example, Madurai, Vellore, and Calcutta. Interestingly, V. cholerae 01 El Tor entered India almost concurrently in Calcutta
and Madras in 1964 and spread rapidly over wide areas, outnumbering
preexisting classical V. cholerae 01 in India. By 1966, El
Tor had almost completely replaced classical cholera. In parallel in
Calcutta, the 0139 serogroup appeared on or about 20 November 1992 and
quickly replaced V. cholerae 01 El Tor by December 1992 (13).
The data suggest that V. cholerae 01 began to be
displaced in the southern coastal areas of Bangladesh in 1991 or even
earlier. The epidemic that included the coast of southern India and
West Bengal (India) arose from a single clone, and the Indian outbreaks were of the same origin (24).
Five major rivers of the Indian subcontinent flow through into the Bay
of Bengal. These rivers all carry large amounts of agricultural and
industrial waste and thus provide nutrients sufficient to convert the
coastal waters to eutrophic conditions. Brackish water extends some
distance upriver for all rivers.
All Vibrio spp. that are pathogenic are adapted to
salinities between 5 per mil and 30 per mil. Salinities favorable for
growth of V. cholerae are found primarily in inland coastal
areas and estuaries, but the bacterium thrives in seawater as well.
Pathogenic V. cholerae grows in water with low salinity if
the water temperature is relatively high and organic nutrients are
present in high concentrations (25, 26, 27), that is, high
concentrations of organic nutrients can compensate to a degree for lack
of salt. Similarly in fresh water, the presence of divalent cations can
compensate for Na+ (27). Survival of V. cholerae in seawater for more than 50 days has been demonstrated
(28).
Vibrio cholerae can survive under unfavorable environmental
conditions in a dormant state; that is, it is viable but nonculturable (29). Representing a spore-like stage, without formation of a true spore coat, dormant cells can survive changes in temperature, salinity, or availability of organic matter, as do the spore-forming bacteria, Bacillus spp. (30). Viable but
nonculturable organisms remain infectious (31). V. cholerae cells, when viable but nonculturable, are small and
spherical (32), but apparently can be resuscitated by heat
shock (33). Viable but nonculturable V. cholerae
contribute to the occurrence of seasonal epidemics because V. cholerae can persist for a long time in the aquatic environment;
reintroduction of the organism by infected humans is not necessary.
Furthermore, V. cholerae is a microbial inhabitant of
brackish water and estuarine ecosystems; that is, it is autochthonous,
as has been demonstrated by Xu et al. (34). In
addition to elucidation of the salinity requirement and range for
V. cholerae, many pathogenic Vibrio spp. are
associated with chitinaceous zooplankton and shellfish, and also can
survive on fish and shellfish (27, 35, 36).
The association of V. cholerae with zooplankton has proven
to be a key factor in deciphering the global nature of cholera epidemics. V. cholerae preferentially attaches to
chitinaceous plankton, for example, copepods, and can be detected in
zooplankton in cholera endemic regions. Ocean currents sweeping along
coastal areas thereby translocate plankton and their bacterial
passengers.
The Origin of Cholera
The history of cholera reveals a remarkably strong association
with the sea. The great pandemics followed coastlines of the world
oceans. As with acute communicable diseases in general, endemicity of
cholera carries the potential of epidemic flare-ups, and pandemicity is
always a threat, especially in developing countries having poor
sanitation, lack of hygiene, and crowded living conditions. These
factors have long been recognized as characteristic of environments in
which diarrhoeal diseases flourish.
In historical treatises on cholera, sea-borne transportation of cholera
provides the prevailing theory of dissemination. Initial cases
characteristically occur along coastal areas, among fishermen or
boatmen, and outbreaks were commonly ascribed to ships arriving from
cholera-epidemic areas (8) and, more recently, to discharge of ballast water from ships arriving in a port in Peru from a cholera
endemic region. The invasion of V. cholerae El Tor, a biotype of cholera, into India was believed "likely to have been carried by the sea-route ... into Calcutta" (37). The
early records show an association with bad water, usually taken from
rivers or swampy areas, or marshes, where flow of streams was much
reduced. All six pandemics of the last century are believed to have
started in "Hindoostan," now known as Bangladesh, and to have been
caused by the classical biotype V. cholerae of the 01 serotype (38). The most recent pandemic of 1961 continues
today.
The seventh pandemic was different from the six previous ones, in that
authorities claimed that it originated in Indonesia and that the cause
was V. cholerae 01 El Tor. After its appearance in Indonesia
in 1961, the disease spread to East Pakistan (Bangladesh) in 1963, India in 1964, the former U.S.S.R. in 1965 to 1966, and Africa in 1970 to 1971. But, the greatest surprise was in 1991 when the seventh
pandemic struck South America, first in Peru in the port city of
Chancay, 60 km north of Lima. The next day an outbreak was reported
from Chimbote, a seaport 400 km north of Chancay. Spread of the
outbreak was rapid, and by 7 February 1991, confirmed cases were
reported along the Peruvian coast from the Chilean to the Ecuadorean
border, 2000 km distant (39). The near simultaneous
appearance of cholera along such a great distance of coastline cannot
easily or logically be explained by ballast discharge from a single
ship in Lima. More likely, the plankton blooms that occurred were
triggered by a climatic event, the most logical being El Niño,
which brings rain and an influx of nutrients from land and warm sea
surface temperatures. These factors have already been associated with
initiating plankton blooms. Because phytoplankton blooms can be
measured by satellite imagery (40) and zooplankton blooms
quickly follow phytoplankton blooms (41, 42), conditions
associated with a cholera outbreak or epidemic can be monitored by
satellite. Because a single copepod can carry up to 104
cells of V. cholerae (30), a massive bloom can
provide an infectious dose in the brackish water of tidal rivers. An
infectious dose has been reported to be 103 V. cholerae cells, on the basis of human volunteer studies (31, 43). It has been shown that several copepods, with V. cholerae cells attached to the surface and in the gut
(45), can carry the requisite infectious dose for clinical
cholera. That is, a colonized copepod may contain up to 104
cells of V. cholerae. During a plankton bloom, several
copepods may be ingested in a glass of water, if there is no treatment of the water supply, as is the case in villages in Bangladesh, India,
and many other cholera endemic countries (45). The chance of
consuming this Vibrio capsule increases during periods when the concentration of copepods in the water is high, that is, at times
of plankton blooms.
Thus, as was the case in the earlier pandemics, spread of the disease
was rapid and far flung. In Peru, as early as 12 February 1991, epidemics were reported from communities 50 to 150 km inland, and by 20 February cases were reported in the Andean highlands. Characteristic of
the seventh pandemic, as in earlier pandemics, coastal towns and
fishing villages were affected in the Latin America outbreaks during
1990 to 1991.
The disease in Latin America has abated, but remains endemic, as
elsewhere in the world where cholera has occurred. Peru, alone,
suffered more than 300,000 victims, of which almost 1% died. In 1991, 21 African countries reported a total of 153,367 cases and 14,000
deaths. In contrast, during 1994, tribal conflicts in the Central
African nation of Rwanda claimed more than 500,000 lives and thousands
of Rwandans fled to Zaire, Burundi, and Tanzania. About 50,000 Rwandan
refugees contracted cholera in the refugee camps, and many thousands
died.
Cholera pandemics visited North America (United States and Canada)
regularly in the 1800s. The first epidemic broke out in Canada in April
1832, and 2208 died from cholera in Quebec by 2 September 1832 (38, 46).
In Bangladesh and India, many of the cholera outbreaks have been
geographically localized, demonstrating the occurrence of the disease is typically seasonal (47) and correlates with
tidal estuaries and riverine systems. Outbreaks in Naples in 1973 and in Portugal in 1974 were traced to uncooked and inadequately cooked seafood, respectively.
The characteristic geographic occurrence of cholera and the speed with
which it can be spread were reported more than a century ago
(46). The implications of the geographical patterns of this disease (with respect to origin of the disease), however, were not
pursued until recently, when new methods revolutionized the field of
environmental microbiology. Epifluorescent microscopy and hybridoma
production of monoclonal antibodies now permit direct detection of
V. cholerae with the use of fluorescent-labeled
monoclonal probes. Gene probes, colony hybridization, and polymerase
chain reaction (PCR) methods are highly selective and allow detection of a few cells in water samples (48). With the use of
monoclonal antibodies, improved fluorescent dyes, epifluorescent
microscopy, and equipment for concentration of samples, as few as one
to two cells of V. cholerae per liter of water can be
detected and confirmed by PCR. Fluorescent-labeled RNA probes also
provide a sensitive method for detection and enumeration, if used
simultaneously with the direct viable count procedure (49).
In 1984, Xu et al. (50) developed an
immunofluorescence method for the detection of V. cholerae
serovar 01 in aquatic samples and enrichment broths. A polyclonal
antibody was used in subsequent experiments, and
fluorescein-isothiocyanate-conjugated, antirabbit globulin-goat serum
and rhodamine-isothiocyanate-conjugated, bovine serum albumin were
used as a background stain. Detection of V. cholerae 01 with
this fluorescent antibody system was significantly more successful than
with culture methods.
A field trial of the fluorescent antibody detection was conducted
in which 52 water samples were collected in and around Matlab, Bangladesh, during April and May 1982. Only seven samples were positive
for V. cholerae 01 by conventional culture, after
examination of 3431 individual colonies for 01 antigen by slide
agglutination (51). In contrast, the fluorescent antibody
staining method allowed detection of V. cholerae 01 in 51 of
the 52 samples. The seven samples that were positive by culture were
also positive by staining. Surprisingly, recovery by culture of
V. cholerae 01 was not possible at early stages of
enrichment when cells could be detected by fluorescent antibody
staining; that is, V. cholerae 01 cells could be observed,
but overgrowth blocked isolation of those cells in culture. V. cholerae 01 was, indeed, present, but not recovered in culture.
Subsequently, a series of microcosm experiments were carried out and
the phenomenon described above was discovered, namely, that V. cholerae 01 and related human pathogenic bacterial species enter
into a viable but nonculturable state, and commonly do so in
environmental samples (30). Thus, it was now possible to explain why direct viable counts by epifluorescent microscopy consistently were significantly higher than corresponding plate counts.
The assumption that all V. cholerae 01 cells die off or decay in the environment was no longer valid. Because immunofluorescent microscopy and, subsequently, molecular genetic probes are sensitive in
detecting V. cholerae 01 in environmental samples, this
microorganism can now be readily detected and enumerated in samples
where culture methods fail or are inadequate, not to mention
time-consuming and expensive.
Viability and pathogenicity of V. cholerae in the viable but
nonculturable state was initially demonstrated using membrane chambers
submerged in semitropical waters at Bimini, Bahamas, and ligated illeal
loop assays (52). Subsequently, retention of pathogenicity
for humans was demonstrated in volunteer feeding experiments, where it
was found that from nonculturable vibrios positive cultures could be
demonstrated (31, 53), providing evidence that nonculturable
V. cholerae can maintain pathogenic potential, even after
long-term residence in the environment (53).
Recently, optimization of the direct fluorescent antibody test in kit
form, using a monoclonal antibody, as proposed by Brayton et
al. (54) and Tamplin et al. (55),
has been achieved. The kit provides a simple method for detection of
V. cholerae within a few minutes and is both inexpensive and
convenient for field use, requiring neither refrigeration of the
reagents nor incubation of the reaction (56, 57).
For a bacterium capable of attachment to, and colonization of surfaces,
surface specificity often is critical. V. cholerae, however,
offers multiple recognition sites, including not only the intestinal
mucosa and brush border cells of the mammalian gut, but also the
hindgut mucosa of blue crabs, which contain chitin. Shellfish feeding
on planktonic crustaceans are colonized by V. cholerae in
natural water systems (58, 59). The association of V. cholerae with planktonic crustacean copepods is influenced, and
likely controlled, by physical and chemical characteristics of the
environment. V. cholerae may also survive in association with aquatic vegetation; for example, water hyacinths and the blue-green bacterium, Anabena, as well as other zooplankton
and crustacean invertebrates in the aquatic environment
(60, 61, 62, 63, 64, 65, 66).
Seasonal outbreaks of cholera in Bangladesh are geographically related,
and the outbreaks are often local (30, 67, 68). Isolates of
V. cholerae with diverse seasonal distribution were found to
host different phage types (69). This evidence indicates that outbreaks lack a common source and likely have a broad
distribution as a result of tidal ebb and flow and seasonal flooding.
Recent work on genetic fingerprinting has confirmed that the organism
is multiclonal and that some clones are endemic in different geographical regions (70).
V. cholerae 01 in Bangladesh, 1987 to 1990
In order to determine more definitely the source and host of
V. cholerae in the environment, an extensive environmental
study was conducted in Bangladesh during 1987 to 1990 (71).
Samples were collected from 10 fixed stations comprising two river
sites and eight ponds in villages surrounding the Matlab area, located 46 km southeast of the capital city of Dhaka, Bangladesh, in the delta
formed by the Meghna and Ganges rivers. One of the ponds, a protected
pond that was relatively free of human use, was included in the study
as a control. Water and plankton samples were collected at the 10 stations every 2 weeks, from February 1987 through January 1990.
Water samples were collected in pre-sterilized glass bottles. Plankton
samples were collected by filtering 50 liters of water through a
plastic sampler fitted with a 0.77 mesh net, achieving a 1000-fold
final concentration. From the concentrated plankton samples, which were
50 ml in final volume, 10 ml were transferred into each of three
different vials. Directly after sampling and while in the field, the
samples were preserved in formaldehyde, to a final concentration of
4%. From the remaining 20 ml of each sample, 10 ml were homogenized,
using a teflon-tipped, tissue grinder (StedFast Stirrer, Model 300, Fisher Scientific) and enriched by addition of alkaline peptone broth
for isolation of V. cholerae by conventional culture methods
(51).
The fluorescent antibody (FA) technique was used to screen
formaldehyde-preserved plankton samples for V. cholerae 01, as described by Brayton et al. (54). Temperature,
dissolved oxygen (DO), pH, and a variety of chemical parameters were
measured at the time of collection, using field instruments (Yellow
Springs, Ohio, Model YSI 58 and HACH Chemical Co., Ames, Iowa, Model
Hach One). Organisms were identified and grouped as adult copepods, juvenile copepods, nauplii copepods, cladocerans, and "other," in
the case of zooplankton. For phytoplankton, the groups included: green
algae, diatoms, dinoflagellates, volvox, "other colonial algae,"
and cyanobacteria. Where possible, each of the above were analyzed to
species level.
Monthly means for each station for pH, temperature, iron, salinity, and
geometric means of counts of copepods for nauplii, juvenile and adult
stages, diatoms, dinoflagellates, as well as percent of samples
positive by FA were computed. It was hypothesized that copepods provide
a suitable host environment for V. cholerae. Therefore, on
the basis of earlier data, an association of copepod numbers with
presence of V. cholerae could be predicted and detectable by
fluorescent antibody (FA). For the statistical analysis, the conditional logistic regression model (72) was used in which
where pt is the probability of observing a
positive FA reading at time t and
zt is an indicator or lag variable for
whether FA was positive for the previous reading at the same site. The terms i are (dichotomous) variables, defined
to be 1 if the observation is from the ith pond and 0 otherwise. The control site was arbitrarily defined as pond 0. We
allowed x to stand for numbers of adult copepods in some
analyses and for nauplii or juveniles in other analyses. We used the
logarithm of the untransformed copepod numbers because the
distributions were highly skewed. The indicator variable Zt was included to account for the degree
of correlation that may be observed in successive observations at the
same location. A quadratic term [that is,
log(x)2] along with a linear term [that is,
log(x)] was used to test whether above some concentration
of copepods, the probability of a positive FA reading declined. All the
models were fit by way of maximum likelihood, using the SAS procedure
(PROC Logistic, SAS Institute, Cary, North Carolina).
When the quadratic term was insignificant, we interpreted a positive
coefficient (that is, 2 > 0) to imply that as
x increased the risk of positive FA increased. One overall
model was fit to the eight ponds and a separate model was fit to each
river site, in part because descriptive statistics indicated that the
river sites were distinct from each other and the ponds, but the ponds appeared to be similar. For the river sites, i was
omitted from the model. We assessed lack of fit subjectively by fitting
the same model to each study site, and also by comparing observed and
expected proportions of FA positive examples for different levels of
copepods.
A subsequent exploratory analysis, using a stepwise logistic regression
model, was used to examine the role of other environmental [air and
water temperature, pH, and dissolved oxygen tension (DOT)], chemical
(bromine, calcium, carbon dioxide, chloride, NaCl, color, conductivity,
copper, fluoride, water hardness, iodine, iron, manganese, phosphorous,
NO3, silicates, sulfates) and biological parameters
(blue-greens, chladocerans, colonial algae, diatoms, dinoflagellates,
green algae, volvox).
Because of the large number of variables, a preliminary analysis was
done in which a Wilcoxon rank sum statistic was computed to compare the
distribution of observations with a positive FA reading with those with
a negative FA reading. If the variable was significant for either the
ponds or one of the two river sites, it was included in the stepwise
part of the analysis. A significance level of .05 was used throughout.
The results show that the abundance of V. cholerae 01 increases with the abundance of copepods (71). This
association appears to be the basis of persistence of V. cholerae in the environment. Feeding action of many parasitic
crustacea, such as copepods, effectively inoculate fish tissues with
this pathogen (73). These findings, then, led us to examine
seasonal distribution of copepods, ocean currents, and cholera
epidemiology. The seasonality of cholera epidemics in Bangladesh and of
plankton showed interesting correlations. As noted above, results of
studies of survival of V. cholerae 01 in seawater microcosms
revealed that it had the capacity to remain in the culturable state in
seawater for a relatively long time, that is, sufficiently long to be
carried by ocean currents to widely distant geographical locations
(74). Other studies showed that, when confronted with high
concentrations of carbohydrate, but nitrogen and phosphorous
limitation, V. cholerae enters the viable but nonculturable
state (75). Thus, the viable but nonculturable V. cholerae could be transported in nutrient poor seawater and, in
association with plankton, over several months and thousands of
kilometers, depending on currents and tides. Similarly, the organism
can persist within a given geographical location for many years,
offering an explanation for reappearance of cholera after years of
quiescence or seeming absence.
Whether V. cholerae is a component of the commensal flora or
a symbiont of a given plankton species remains to be determined. There
are clues to potential roles of V. cholerae 01 in the
environment. For example, V. cholerae produces chitinase and
mucinase (76, 77, 78) and most strains carry lux genes
(79). Vibrio cholerae strains producing melanin
have been isolated. Melanin and its precursors, including homogentistic
acid have been implicated in the induction of invertebrate larval
settlement and development; for example, of barnacles, oysters and
other invertebrates as well as biofilm adhesiveness (80).
Thus, the autochthonous nature of V. cholerae 01 in the
aquatic environment takes on greater significance, with respect to
function in the natural cycles of aquatic ecosystems. Furthermore, it
has been hypothesized that cholera toxin may play a role in the
osmoregulation of its environmental host (30).
The introduction of filtration sharply reduced the incidence of
infectious disease in the United States. From 1900 to 1913, the
population served with filtered water increased eightfold, and the
typhoid death rate dropped by more than 55% (10, 81). In
the early years of the 20th century, chlorine, with filtration, virtually eliminated waterborne infectious disease in the United States. The importance of filtration and disinfection in preventing the
spread of cholera cannot be overstated, considering the association of
V. cholerae with plankton in raw water supplies. Filtering water at the time of collection and just before drinking is a successful means of removing cyclops, a planktonic crustacean copepod
and vector of the guinea worm, which causes dracunculiasis. The
crustacean cyclops-associated worm is removed by filtration with
polyester cloth and is now a recommended method of preventing dracunculiasis in Africa (82).
During severe flooding, which occurs every year in some areas of
Bangladesh, living conditions deteriorate to those of mere survival;
building a fire to boil water is simply not possible. Using a filter
constructed from either nylon net and one of several different types of
sari material, the latter being very inexpensive and readily available
in villages in Bangladesh, V. cholerae attached to plankton
and comprising 99% of the V. cholerae, can be removed from
water samples (83). From the results of extensive
experiments using V. cholerae 01 and 0139 strains isolated
from cholera victims of epidemics in Bangladesh, Brazil, India, and
Mexico, it was found that this simple filtration procedure, involving
the use of domestic sari cloth, can reduce significantly the number of cholera vibrios in raw water from ponds and rivers commonly used for
drinking (83). Whether the number of cholera cases can be reduced by introducing this simple, low technology approach is currently under study.
Global Climate, Global Change, and Human Health
As already mentioned, the latest outbreak of cholera began in Peru
in 1991 and spread quickly to nearly all neighboring countries (84). The disease evolved in explosive epidemics, the
largest recorded since the beginning of the seventh pandemic in
Sulawesi (the Celebes), Indonesia, in 1961. The epidemics behaved
differently in the nations of Latin America affected by cholera,
according to prevailing levels of poverty, health education,
sanitation, and risk factors (84).
In Peru, cholera appeared in January 1991, and at the end of the
summer, Chancay, Chimbote, Piura, Lima, Trujello, and other localities
were affected in succession or simultaneously along 1200 km of the
Pacific Coast (85). In 3 weeks, the epidemic covered >2000
km of coastal areas and caused 30,000 cases and 114 deaths in the first
7 days.
Cholera reached Ecuador 6 weeks after the outbreak in Peru, and spread
throughout the country within 2 months; however, the intensity of the
epidemic was less than in Peru. A milder outbreak followed in Columbia.
The epidemic in Brazil appeared at the border of Columbia and Peru, in
the Amazon, São Paolo, and Rio de Janeiro basins, in July to
September. Eight months later, the disease reached Bolivia.
All South American countries were affected in 1991 except Argentina and
Paraguay, the latter having some cases in 1992. Uruguay was fortunate
in being relatively free of cholera cases. Mexico was hit on 13 June
1991; subsequently outbreaks occurred in Guatemala in July, in El
Salvador in August, and then in Honduras. Nicaragua reported cholera
early in 1992, and even worse epidemics occurred in 1993. Chile had its
first case confirmed on 12 April 1991 in Santiago, 1700 km south of
Peru. By 1992, there were 99 cases. In Costa Rica, the first case
appeared on 5 January 1991. More than 1.5% of the Peruvian population
was estimated to have come down with cholera during the first 3 months
of 1991. The sixth pandemic, seventh pandemic, and U.S. Gulf Coast
isolates were concluded to be three clones, apparently evolving
independently from environmental, nontoxigenic, non-01 El Tor organisms
(70). The 0139 isolates are concluded to have evolved from
seventh pandemic isolates of V. cholerae 01 El Tor.
El Niño Events
The trade winds blowing westward across the central Pacific force
warm surface water from the seas near Peru toward Tahiti. Thus, cold
currents, rich in nutrients and phytoplankton, circulate up from the
ocean bottom off the Peruvian coast to replace the warm water moving
west. El Niño is a warming of surface waters in the Central
Pacific of 1°C greater than normal.
Coincidental to the cholera outbreak in Peru was a warm event related
to El Niño in the tropical Pacific from 1990 to June 1995 and is
the longest on record since 1882. It occurred in the context of a
tendency for more frequent El Niño events and fewer La Niña
events since the late 1970s (86). Returning every 4 years on
average and usually lasting approximately a year, El Niño, an
unusual warming in the central Pacific Ocean, creates storms and
disrupts wind patterns (87). The surprise during 1991 to
1995 was that the El Niño lasted for more than 3 years, the
longest time period since monitoring began in the 1870s.
Recent interannual changes in the strength and seasonal evolution of
the surface level southwest monsoon winds have been related to
variations in summer phytoplankton blooms of the northwestern Arabian
Sea and also the Bay of Bengal. In the Bay of Bengal, synthesis of
satellite remote sensing with analysis of in situ hydrographic and
meteorological data sets, and cholera case data for Bangladesh, has
provided evidence that cholera cases occur following a rise in ocean
surface temperatures (88) (Fig. 1).
Fig. 1.
Relationship between sea surface
temperature and cholera case data in Bangladesh from January to
December 1994.
[View Larger Version of this Image (18K GIF file)]
From 1979 to 1981, monsoon phytoplankton blooms in the northwest
Arabian sea peaked during August and September, and appeared to lag the
development of open-sea upwelling by at least 1 month. Coastal
upwelling, from May to September, yielded the most extreme concentrations of phytoplankton biomass. Phytoplankton biomass on the
Omani continental shelf increased during both the early and late phases
of the 1980 southwest monsoon, because of stronger coastal upwelling.
The Somali current in the Arabian Sea has much the same directional
flow as currents in the Bay of Bengal (89).
Kiorboe and Neilsen (42) studied seasonal
distributions of biomass, egg production, and production rates of
pelagic copepod communities. Copepod production was found to be
episodic and occurring in bursts associated with phytoplankton blooms.
The seasonal distribution of copepod biomass was unimodal;
concentrations peaked in June and July in Denmark, where the studies
were done. A spring production burst was observed, and egg production
rates varied significantly with concentrations of chlorophyll and total
microplankton biomass, but only weakly with the abundance of
dinoflagellates, nanoflagellates, ciliates, and copepod nauplii.
Significant copepod egg production occurred only when concentrations of
diatoms and other large phytoplankters were high. The conclusion is
that copepod production depends on episodic phytoplankton blooms.
From all of this evidence, it is now possible to utilize remote sensing
and computer processing to integrate ecological, epidemiological, and
remotely sensed spatial data for the purpose of developing predictive
models of cholera outbreaks (40). The ability to predict
conditions conducive to pandemics of cholera should allow public health
measures to be taken prospectively, rather than retrospectively.
In this case study of cholera, the interdisciplinary cross-cut of
oceanography, ecology, microbiology, marine biology, epidemiology, medicine, and satellite imagery (space science) will allow a new conceptualization and understanding of this historic scourge of humankind and, ultimately, prevention of global pandemics of this disease.
*The text is modified from the President's lecture delivered at the 1996 AAAS Annual Meeting and Science Innovation Exposition, Baltimore, MD.
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I thank A. Huq, E. Russek-Cohen, and D. Jacobs for
assistance, as well as the many students, postdoctoral fellows,
and technicians who also have contributed significantly to solving the
cholera riddle over the past 25 years. I also thank N. Roberts and
H.-S. Xu for the shared intellectual challenges and L. Beck, B. Wood,
and B. Lobitz, for satellite data analysis and preparing the figure.
Support of NIH grant SR01AI 1976-13 is gratefully acknowledged.
Contribution 284, Center of Marine Technology, University of Maryland
Biotechnology Institute.
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- A decrease in the proportion of infections by pandemic Vibrio parahaemolyticus in Hat Yai Hospital, southern Thailand.
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- Epidemiologic Interactions, Complexity, and the Lonesome Death of Max von Pettenkofer.
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Am. J. Epidemiol.
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- Growth of Vibrio cholerae O1 Ogawa Eltor in freshwater.
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Microbiology
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- Vibrio cholerae Strain Typing and Phylogeny Study Based on Simple Sequence Repeats.
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- Global Dissemination of Vibrio parahaemolyticus Serotype O3:K6 and Its Serovariants.
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- Environmental Influences on Vibrio Populations in Northern Temperate and Boreal Coastal Waters (Baltic and Skagerrak Seas).
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- A Vibrio cholerae protease needed for killing of Caenorhabditis elegans has a role in protection from natural predator grazing.
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PNAS
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- Seasonal Cholera Caused by Vibrio cholerae Serogroups O1 and O139 in the Coastal Aquatic Environment of Bangladesh..
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Appl. Envir. Microbiol.
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- Toxigenic Vibrio cholerae in the Aquatic Environment of Mathbaria, Bangladesh.
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Appl. Envir. Microbiol.
72, 2849-2855
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- Effect of Transport at Ambient Temperature on Detection and Isolation of Vibrio cholerae from Environmental Samples..
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- Keeping Their Options Open: Acute versus Persistent Infections.
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- Identification and Characterization of RbmA, a Novel Protein Required for the Development of Rugose Colony Morphology and Biofilm Structure in Vibrio cholerae.
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- Evidence supporting predicted metabolic pathways for Vibrio cholerae: gene expression data and clinical tests..
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